Broadridge and Upvest Team Up for Enhanced Shareholder Services

Innovative Partnership for Shareholder Services

Broadridge is set to enhance Upvest's efficiency in shareholder interactions, promoting transparency and streamlining corporate governance processes. This collaboration signifies a significant step towards democratizing and digitizing governance mechanisms.

Strategic Global Agreement

Broadridge Financial Solutions, Inc. (NYSE: BR), recognized as a global fintech leader, has announced an extended strategic agreement with Upvest— a prominent investment infrastructure provider in Europe. This partnership focuses on delivering robust end-to-end proxy voting and shareholder disclosure solutions tailored for Upvest's clientele.

Enhancing Proxy Voting Solutions

Demi Derem, SVP of International Investor Communication Solutions at Broadridge, expressed enthusiasm over being selected as the proxy voting and shareholder disclosure partner for Upvest. He emphasized that their integrated solutions not only meet regulatory needs but also enhance the overall experience for investors. Broadridge is committed to continuous investment and innovation to sustain its leading edge in the market.

Comprehensive Service Portfolio

As part of this partnership, Broadridge is set to provide a comprehensive suite of services addressing all aspects of client proxy voting. This includes essential functions such as meeting notifications, vote execution, and confirmations, coupled with modern digital services that allow voters to participate in meetings both online and in person. Upvest will also leverage Broadridge's white-labelled interface for proxy voting on their website, promoting a seamless user experience.

Elevating Investor Experience

Til Rochow, co-founder and CPO at Upvest, highlighted the significance of this collaboration in delivering exceptional proxy voting and shareholder disclosure solutions to clients. The partnership aims to enhance investor interactions, ensuring that users enjoy a differentiated experience bolstered by advanced technology and innovation.

Meeting Regulatory Standards

Through its collaboration with Broadridge, Upvest assures compliance with SRD II regulatory requirements while augmenting shareholder services for their users. The integration of Broadridge's Shareholder Disclosure Hub allows Upvest’s clients to utilize a unified online reporting solution, aiding them in fulfilling disclosure obligations efficiently, thereby reducing risks and enhancing operational efficacy.

Empowering Retail Investors

This alliance empowers Upvest's portfolio companies to offer retail investors enhanced convenience and transparency, equipping them to assert their shareholder rights effectively. With Broadridge's proven solutions in the global marketplace, Upvest can rapidly extend its B2B services to respond to the growing demands from clients and the industry as a whole.

About Upvest

Upvest aims to revolutionize investment by simplifying the process for businesses and consumers alike. The company specializes in enabling a diverse range of investment products while maintaining a top-notch user experience, particularly in capital market investment and retirement planning. Their Investment API is designed for easy integration, supporting fintechs and enterprises to focus on their core offerings efficiently.

About Broadridge

Broadridge Financial Solutions (NYSE: BR) is recognized globally as a technology leader. The company’s innovative solutions and trusted expertise help clients navigate complex landscapes within the financial services industry. Broadridge's platforms facilitate substantial operational capabilities, processing over 7 billion communications annually while supporting trading of more than $10 trillion worth of securities globally. Proudly certified as a Great Place to Work, Broadridge continues to expand its footprint with a dedicated workforce present in 21 countries.

Broadridge Contacts:

Investors:
Edings Thibault
Head of Investor Relations, Broadridge
Contact

Media:
Gregg Rosenberg
Global Head of Corporate Communications
Contact

Upvest Contact:
Julieta Varsano
Contact

Frequently Asked Questions

What is the main purpose of the Broadridge and Upvest partnership?

The partnership aims to enhance proxy voting and shareholder disclosure services, improving overall investor experience and ensuring regulatory compliance.

What solutions does Broadridge provide to Upvest?

Broadridge offers a comprehensive portfolio, including meeting notifications, vote execution, and digital voting capabilities for Upvest's clients.

How does Upvest benefit from Broadridge's services?

Upvest can ensure compliance with SRD II regulations while providing a proactive online reporting tool that enhances operational efficiency for its clients.

What kind of companies does Upvest serve?

Upvest serves businesses aiming to simplify their investment offerings and improve user experience in capital markets and retirement planning.

How does Broadridge support the financial industry?

Broadridge's technology and services empower clients to improve operational resiliency, drive business performance, and enhance investor experiences globally.

About The Author

Dedicated Author and financial expert Logan Wright here, 29 years old. After earning an economics degree, I spent a number of years working in different financial industries. My great passion is enabling everyone, from any background or experience level, to understand and be literate in financial matters.

My books and writings are centered on simplifying difficult financial ideas into doable, understandable guidance. Whether it's retirement planning, investing, or budgeting, I want to arm readers with the information they need to make wise financial choices and realize their financial objectives.

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