Understanding the Public Opening Position Disclosure Process

Author: Evelyn Baker Updated: 03-17-2025 11:17 AM

Public Opening Position Disclosure Overview

When it comes to investments, maintaining transparency is paramount. This is especially true for companies like Crimson Tide Plc. Under the Takeover Code guidelines, various disclosures are mandated to ensure that all stakeholders are clearly informed about significant interests in relevant securities. This essential practice is one way to maintain integrity in financial markets.

Key Information to Disclose

The first section of a public opening position disclosure document breaks down essential information about the disclosing party. For instance, in this particular disclosure by Rathbones Group Plc, they must provide their full name, details about ownership or control of interests, and the name of the company relevant to the securities they are holding. In this case, it's primarily concerning Crimson Tide Plc, ensuring clarity throughout the process.

Identifying Relevant Securities

It's vital to identify the relevant securities accurately as this affects the nature of the disclosure. For example, the disclosure highlights that Rathbones Group Plc holds:

Class of relevant security: 10p Ordinary Shares
Interests: 190,267 shares, amounting to 2.89% of the issued share capital

This ownership stake provides insight into Rathbones' investment in Crimson Tide Plc, illustrating a considerable position.

Understanding Positions and Dealings

Next, the document discusses the positions held by Rathbones. This section clarifies interests and short positions in the relevant securities following recent dealings. It is crucial to showcase all positions, whether long or short, as this impacts perception in the investment community.

Recent Dealings Summary

Additionally, disclosures must include any recent purchases or sales of securities which are pertinent to regulatory compliance. For instance, recent activity may show sales of 2,810 shares at a unit price of 65p, signaling an active trading strategy and helping maintain market transparency regarding Rathbones' strategies and positions related to Crimson Tide Plc.

Other Relevant Information

The disclosure doesn't just stop at owning securities. It also explores other financial agreements that might influence decisions or encapsulate relationships with other market participants. This includes any indemnity or options related to the securities held. Notably, in this case, no such agreements exist, as they stated 'none' in the relevant section.

Contact Information for ComplianceQueries

All disclosures end with contact details for those needing further clarification. For Rathbones Group Plc, Chinwe Enyi from the Compliance Department is the designated contact, available at 0151 243 7053. Having a clear point of contact ensures smooth communication regarding any compliance or regulatory inquiries.

Frequently Asked Questions

What is a public opening position disclosure?

A public opening position disclosure informs the market of significant interests in a company's securities, ensuring transparency.

What company does this disclosure pertain to?

It pertains to Crimson Tide Plc, focusing on Rathbones Group Plc's interest in its securities.

Why are securities positions disclosed?

Disclosing securities positions helps maintain transparency and trust in markets, allowing all stakeholders to make informed decisions.

What happens if a disclosure does not meet requirement?

Failure to comply with disclosure requirements can lead to regulatory scrutiny and potential penalties.

Who can I contact for compliance issues?

The contact for compliance queries is Chinwe Enyi from the Compliance Department, reachable at 0151 243 7053.

About The Author

Greetings, I'm 32-year-old author and financial specialist Evelyn Baker. My introduction into the financial industry started with an economics degree and continued with a wealth of experience in wealth management and financial consulting. My great passion over the years has been assisting people and companies in making wise, well-informed decisions to reach their financial objectives.

My goal with writing is to simplify difficult financial ideas into understandable, doable guidance. My goal in writing many books and articles is to make personal finance understandable to everyone, irrespective of their experience or background. I want to give readers the information they need to take charge of their financial futures, from investing and retirement planning to budgeting and saving.

Along with my writing, I lead webinars and workshops where I provide doable advice and methods for achieving financial success. To reach a larger audience, I also frequently contribute to financial blogs and publications. My method is always to offer doable, real-world guidance that can actually improve people's lives.

Aside from my job, I like to cook, travel, and experience other cultures. I work hard to apply my belief in the value of a balanced life to my financial counsel. My goal in working is to encourage and enable people to succeed financially so they may lead the best lives possible.

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