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Posted On: 08/22/2018 6:53:18 PM
Post# of 72440
Re: thefamilyman #48011
yep .. the concept of self regulation defies logic and common sense
imo the fines are made up by those colluding entities in mere seconds
it's a damn disgrace imo
that said .. if one can outlast NRs' efforts .. how an OTC target's stock is *handled* can be epic
4kids
Once again crime pays as the crooks walk away with a slap on the wrist. FINRA and the SEC are captured regulators; absolutely useless.
“(Reuters) - The Financial Industry Regulatory Authority (FINRA) has fined a unit of Interactive Brokers Group Inc (IBKR.O) $5.5 million for violating several naked short selling rules over a period of at least three years.”
imo the fines are made up by those colluding entities in mere seconds
it's a damn disgrace imo
that said .. if one can outlast NRs' efforts .. how an OTC target's stock is *handled* can be epic
4kids
Once again crime pays as the crooks walk away with a slap on the wrist. FINRA and the SEC are captured regulators; absolutely useless.
“(Reuters) - The Financial Industry Regulatory Authority (FINRA) has fined a unit of Interactive Brokers Group Inc (IBKR.O) $5.5 million for violating several naked short selling rules over a period of at least three years.”
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