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Posted On: 08/22/2018 6:08:45 PM
Post# of 72441
Once again crime pays as the crooks walk away with a slap on the wrist. FINRA and the SEC are captured regulators; absolutely useless.
“(Reuters) - The Financial Industry Regulatory Authority (FINRA) has fined a unit of Interactive Brokers Group Inc (IBKR.O) $5.5 million for violating several naked short selling rules over a period of at least three years.”
“(Reuters) - The Financial Industry Regulatory Authority (FINRA) has fined a unit of Interactive Brokers Group Inc (IBKR.O) $5.5 million for violating several naked short selling rules over a period of at least three years.”
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