RegEd's Innovative Compliance Solution Achieves Major Milestone

RegEd's Journey to Over 7 Million Compliance Submissions

RegEd, a leading provider of compliance solutions for financial services firms, has achieved a remarkable milestone: surpassing 7 million submissions with its Enterprise Advertising Review Solution. This accomplishment represents over 13.1 million review decisions and more than 16 million submitted review items, further establishing RegEd's reputation as a pioneer in streamlining advertising compliance processes.

Commitment to Innovation in Financial Services

The impressive growth of RegEd's submission numbers underscores its commitment to innovation and continuous improvement in advertising review capabilities. Their advanced technology, which includes artificial intelligence (AI), allows firms to handle compliance processes more efficiently. Having launched AI-powered features in 2024, RegEd has become the go-to solution for many top-tier financial institutions, including six of the top ten broker-dealers and four of the five largest U.S. banks.

Rapid Growth within a Competitive Landscape

Achieving this milestone just a year after hitting the 6 million submissions mark illustrates RegEd’s ability to adapt to the evolving landscape of marketing compliance. The firm caters to a wide range of clients, from mid-sized businesses to large enterprises with significant submission volumes. This flexibility positions RegEd well to meet the needs of an ever-demanding market.

Transforming Compliance Workflows

Ethan Floyd, the Chief Product Officer at RegEd, shared insights into how these achievements reflect the value delivered to clients. He noted, "Surpassing 7 million submissions is a testament to our commitment to innovation and delivering measurable value to our clients. Our solution enables firms to accelerate marketing compliance workflows by significantly reducing manual effort, enhancing decision accuracy, and improving speed to market." The result for many clients has been a reduction in review times of up to 80%, providing them with a significant competitive edge.

Advanced Features Driving Efficiency

RegEd's solution is equipped with a comprehensive suite of advanced features that lower the complexities associated with compliance reviews while ensuring adherence to regulatory standards. With tools for AI-driven problematic language detection, management of SMART Disclosures, and keyword detection using lexicon-based methods, the solution automates critical processes, minimizing the potential for human error. In 2025, RegEd aims to introduce even more capabilities, including Media Transcription and enhanced Pre-Submission Review functionalities, ensuring they continue to lead in innovation while adding value to their clients.

Leadership in Integrating AI Technology

The AI capabilities built into RegEd’s solutions currently in production save users time by identifying potentially risky language, all while ensuring consistency in review decisions. With access to a vast pool of over 16 million review items, RegEd can develop proprietary models that uphold security and data integrity, aligning with regulatory expectations. These AI systems are crafted alongside industry-leading firms, providing actionable insights that reinforce compliance trust and empower decision-makers.

Supporting Firms in High-Volume Markets

Mark Mashewske, Principal Product Manager for Enterprise Advertising Review, highlighted the transformative impact of RegEd's technology in managing compliance pressures. "Our platform allows compliance teams to better handle high volumes of marketing content efficiently, letting them prioritize critical tasks by automating routine reviews. Our AI-powered solution has delivered faster approvals, improved accuracy, and lessened compliance expenses for our clients." As financial services firms expand their marketing efforts, the necessity for reliable advertising compliance solutions becomes increasingly significant.

Seamless Integration with Existing Systems

RegEd’s Enterprise Advertising Review is designed to integrate seamlessly with current marketing automation and compliance systems, streamlining the process from submission through to approval. This integration further supports firms in navigating the complexities of compliance effectively.

Discover More About RegEd

For more insights into RegEd's Enterprise Advertising Review and their other innovative compliance solutions, interested parties can explore more at RegEd.com. With a strong foundation built on relationships with over 200 enterprise clients, including a majority of the top financial services firms, RegEd has effectively positioned itself as a market leader in regulatory technology.

Frequently Asked Questions

What is RegEd's recent milestone achievement?

RegEd has surpassed 7 million submissions with its Enterprise Advertising Review Solution, marking a significant growth in the compliance sector.

How does RegEd’s solution benefit its clients?

The solution reduces review times, increases decision accuracy, and enhances overall efficiency in marketing compliance workflows.

Which industries primarily utilize RegEd's services?

Mainly, RegEd serves financial services firms, including broker-dealers and banks that require robust compliance solutions.

What advanced features does RegEd's solution include?

Features include AI-driven language detection, SMART Disclosures management, dynamic workflows, and document comparison technologies.

How does RegEd ensure data integrity within its AI systems?

RegEd uses a large dataset to develop proprietary models that ensure security and compliance with regulatory standards while promoting unbiased decisions.

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