Incentive for AMBS to stay current going forward:
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Posted On: 09/19/2021 3:49:26 PM
Incentive for AMBS to stay current going forward:
As you may know, on Tuesday, September 28, 2021, new regulatory requirements take effect that will impact the market for, and value of, certain OTC securities classified as "Pink No Information," "Grey Market," and "Expert Market" OTC securities.
These rule changes prohibit broker-dealers, like E*TRADE, from publishing bid/ask quotations of companies that fail to publicly report and keep current financial and other company information. The changes also require that traders attest that they are not affiliates, control persons, or insiders—and that their trades are unsolicited—before they can submit orders in such securities.
Because you have one or more open orders in securities affected by these requirements, we wanted to make sure you were aware of the following important dates:
Friday, September 17, 2021: All GTC orders to open positions in Pink No Information, Grey Market, and Expert Market OTC securities will be canceled.
Monday, September 27, 2021: All GTC orders to close positions in Pink No Information, Pink Limited Information, Grey Market, and Expert Market OTC securities entered on or before September 17, 2021 will be canceled. You can then re-enter your closing orders using an updated order entry ticket, which will then ask you to attest that you are not an affiliate, control person, or insider, and that your order is unsolicited. The order entry ticket will be updated with the new prompts on September 18, 2021.
http://view.e.etradefinancial.com/?qs=5f78179...edd5c40041
As you may know, on Tuesday, September 28, 2021, new regulatory requirements take effect that will impact the market for, and value of, certain OTC securities classified as "Pink No Information," "Grey Market," and "Expert Market" OTC securities.
These rule changes prohibit broker-dealers, like E*TRADE, from publishing bid/ask quotations of companies that fail to publicly report and keep current financial and other company information. The changes also require that traders attest that they are not affiliates, control persons, or insiders—and that their trades are unsolicited—before they can submit orders in such securities.
Because you have one or more open orders in securities affected by these requirements, we wanted to make sure you were aware of the following important dates:
Friday, September 17, 2021: All GTC orders to open positions in Pink No Information, Grey Market, and Expert Market OTC securities will be canceled.
Monday, September 27, 2021: All GTC orders to close positions in Pink No Information, Pink Limited Information, Grey Market, and Expert Market OTC securities entered on or before September 17, 2021 will be canceled. You can then re-enter your closing orders using an updated order entry ticket, which will then ask you to attest that you are not an affiliate, control person, or insider, and that your order is unsolicited. The order entry ticket will be updated with the new prompts on September 18, 2021.
http://view.e.etradefinancial.com/?qs=5f78179...edd5c40041
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