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04/18/2017 205 ORDER - that the motion 202 is gra

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Post# of 11040
(Total Views: 616)
Posted On: 04/25/2017 2:32:30 PM
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Posted By: 100MPH
Re: 100MPH #10019
04/18/2017 205 ORDER - that the motion 202 is granted. Plaintiff shall have until May 1, 2017, to file its brief in response to Signature Stock's motion to compel 194 . Ordered by Senior Judge Lyle E. Strom. (Copy mailed to pro se party) (KLF) (Entered: 04/18/2017)

04/21/2017 206 NOTICE of Appearance of Counsel by Attorney Nicole K. Griffard on behalf of Defendants Scottrade, Inc., TD Ameritrade Clearing, Inc., Interested Party TD Ameritrade Clearing, Inc. (Griffard, Nicole) (Entered: 04/21/2017)

04/21/2017 207 MOTION to Withdraw as Attorney for Elizabeth B. Smith by Attorney Elizabeth Bruening Smith on behalf of Defendants Scottrade, Inc., TD Ameritrade Clearing, Inc..(Smith, Elizabeth) (Entered: 04/21/2017)

04/24/2017 208 ORDER that the motion is granted. Elizabeth B. Smith, formerly of the law firm of McGrath North Mullin Kratz, PC LLO, is deemed withdrawn as counsel for TD Ameritrade Clearing, Inc., and Scottrade, Inc. The clerk of court shall remove her name from CM/ECF. Ordered by Senior Judge Lyle E. Strom. (LAC) (Entered: 04/24/2017)

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Quote:
If the broker-dealer fails to deliver for 13 days, the regulation imposes a “close out” duty to purchase and deliver securities “of like kind and quantity.”

https://www.bloomberg.com/opinion/articles/20...ify%20wall

https://www.scotusblog.com/case-files/cases/m...v-manning/





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