Yeah I would trust my broker too especially in the
Post# of 11038
Posted On: 11/06/2015 6:38:00 PM
Re: caseyryan1986 #6143
Yeah I would trust my broker too especially in the current position we are all in....lol. Because that makes sense!
And you still didnt answer the question about which grey sheet securities have you seen cover without a 15c-211?
https://www.finra.org/newsroom/2014/board-dec...provisions
Not bashing but get REAL!!! You trust the same broker that failed its compliance on this investment among many others.....
I would do a little more homework then just taking the word of your broker....evidence would be a good start.
And you still didnt answer the question about which grey sheet securities have you seen cover without a 15c-211?
https://www.finra.org/newsroom/2014/board-dec...provisions
Not bashing but get REAL!!! You trust the same broker that failed its compliance on this investment among many others.....
I would do a little more homework then just taking the word of your broker....evidence would be a good start.
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"The Preamble
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Quote:
If the broker-dealer fails to deliver for 13 days, the regulation imposes a “close out” duty to purchase and deliver securities “of like kind and quantity.”
https://www.bloomberg.com/opinion/articles/20...ify%20wall
https://www.scotusblog.com/case-files/cases/m...v-manning/
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