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Posted On: 02/28/2022 3:04:14 PM
Post# of 36541
By law, SEC investigations are confidential and non-public.
In a recent decision from the U.S. District Court for the Southern District of New York, Judge John G. Koeltl held that issuers do not have a general duty to disclose the existence of an SEC investigation
In a recent decision from the U.S. District Court for the Southern District of New York, Judge John G. Koeltl held that issuers do not have a general duty to disclose the existence of an SEC investigation
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