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Innovation Pharmaceuticals IPIX
(Total Views: 380)
Posted On: 07/01/2019 7:12:41 PM
Post# of 72446
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Posted By: 4kids
Re: scgmck1 #57937
it's a giant shell game .. imo done for obvious reasons .. note
the pattern of the SEC wrist slapping with MM *entity* getting sold


just like GTSM bought CANT's MM entity recently ..

same with .. Etrade & ETRF (now) .. pre 2013 .. it was ETRD (need to check that) .. Etrade then sold to Susquehana

G1 Execution Services, LLC: Private Company Information .. .
https://www.bloomberg.com/research/stocks/pri...d=26492648
Jun 24, 2019 · G1 Execution Services, LLC was formerly known as E*Trade Capital Markets, LLC and changed its name to G1 Execution Services, LLC in January, 2013. The company was founded in 1932 and is based in ...

E*Trade Sells Market Making Unit to Susquehanna for $75 ...
https://www.bloomberg.com/news/articles/2013-...-unit-to...
Oct 24, 2013 · E*Trade is selling G1 Execution Services LLC along with a promise to send 70 percent of customer equity orders to the business for five years, according to a statement today.

E*Trade units to pay $2.5 million to settle SEC charges ...
https://www.reuters.com/article/us-sec-etrade...YC20141009
Oct 09, 2014 · E*TRADE Securities is still an E*TRADE subsidiary. E*Trade sold its market-making unit, G1 Execution Services LLC, to Susquehanna International …


https://www.bing.com/search?q=G1%20Execution%...B846B13387

edited in ..


FINRA Fines Cantor Fitzgerald $2 Million for Regulation ...

www.finra.org/newsroom/2019/finra-fines-cantor-fitzgerald-2-million-regulation-sho...
Mar 05, 2019 · FINRA Fines Cantor Fitzgerald $2 Million for Regulation SHO Violations and Supervisory Failures Firm Required to Retain an Independent Consultant WASHINGTON – FINRA announced today that it has fined Cantor Fitzgerald & Co. (Cantor) $2 million for Regulation SHO (Reg SHO) violations and supervisory failures spanning a period of at least five years.




4kids

Quote:
Pete, I'm pretty sure ETRF is not etrade brokerage. It's listed as G1 Execution Services LLC and is a private company. I thought it was etrade also.
https://www.bloomberg.com/profile/company/088...irect=true

















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