(Total Views: 229)
Posted On: 03/05/2018 5:32:28 PM
Post# of 72446
you can always file a complaint with the SEC ..
i wish i thought it would accomplish something beyond a cursory review .. if that
Finra will tell you that they (NR) can bypass bids to *fill* (read feed) another *entity* (hence my common refrain .. that they all collude)
i do know that if enough investors' complain (i go thru Finra) .. every trade will get a week's review (back room observation due to queries)
the issue becomes getting folks to actually file complaints .. first with the SEC and then with Finra ..
https://www.sec.gov/complaint/select.shtml
this is why NR can almost always *outlast* legit OTC companies and their investors
i find it beyond telling that library books are tracked better than US Equities .. pretty much says it all
4kids
i wish i thought it would accomplish something beyond a cursory review .. if that
Finra will tell you that they (NR) can bypass bids to *fill* (read feed) another *entity* (hence my common refrain .. that they all collude)
i do know that if enough investors' complain (i go thru Finra) .. every trade will get a week's review (back room observation due to queries)
the issue becomes getting folks to actually file complaints .. first with the SEC and then with Finra ..
https://www.sec.gov/complaint/select.shtml
this is why NR can almost always *outlast* legit OTC companies and their investors
i find it beyond telling that library books are tracked better than US Equities .. pretty much says it all
4kids
Quote:
Infuriating that they did not fill my order, but filled one that was lower.
Anyone know who I should complain to? Is this an SEC complaint?
(1)
(0)
