Posted On: 05/29/2014 8:41:10 PM
Post# of 43066
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The naked short sales by UBS were "in the tens of millions," according to FINRA, and had the potential to undermine the integrity of the capital markets. The Credit Suisse violations of Reg SHO, according to FINRA were in the same ballpark, with approximately 10 million violations.
UBS >> snicker >> made a *market* in JBII ..
documentation is their achilles' heel
2012 >>
Quote:
i also found it interesting to note MMs' *active* in JBII back in
jan 2012 >> to see what *overlap* exists to today and who doesn't
(UBSS is worth noting)
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