LPL Financial Welcomes Financial Advisor Kelly Compton
LPL Financial Welcomes Financial Advisor Kelly Compton
LPL Financial LLC has announced that financial advisor Kelly Compton has joined its broker-dealer, RIA, and custodial platforms, aligning his practice with Client Centric Wealth Management, part of Upstream Investment Partners. With approximately $150 million in advisory and retirement plan assets, Compton's experience and approach complement LPL's mission of empowering advisors.
Background of Kelly Compton
Compton, based in San Antonio, brings a rich entrepreneurial spirit and a deep-rooted passion for helping others. His career began in the hospitality industry, where he served as a partner in a restaurant enterprise. This experience helped him develop essential financial planning and business skills, while igniting his fascination with investments and the trading world.
Transition to Financial Advisory
Embarking on his financial advisory career in 2000, Compton made the shift from a wirehouse environment to independence in 2006. By establishing his fee-only practice in 2011, he took on the role of Chief Investment Officer at WCM Wealth Management. His focus has always been on collaborating with business professionals and executives, utilizing risk-based model portfolios tailored to each client's individual financial goals.
Client-Centric Philosophy
Compton aspires to offer his clients sound, conservative financial advice and well-researched investment recommendations to help facilitate their success. He expressed that as his practice grew, it became critical to find a means of scaling operations while maintaining the high level of service that clients expect. His decision to join Client Centric Wealth Management and LPL Financial was driven by extensive due diligence, recognizing both as natural fits for his objectives.
LPL Financial’s Commitment to Advisors
Scott Posner, LPL Executive Vice President of Business Development, emphasized the value that Compton brings to the LPL community. He stated that the company is dedicated to equipping advisors with strategic resources and cutting-edge technology to enhance client experiences and foster thriving business practices. The partnership aims to cultivate long-lasting relationships with advisors like Compton and the teams at Client Centric Wealth Management and Upstream Investment Partners.
About LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) operates with the principle that it should serve advisors and institutions, not the other way around. Renowned as a leader within the market, LPL serves over 23,000 financial advisors, including those affiliated with approximately 1,000 institutions and 580 registered investment advisor firms nationwide. A commitment to the advisor-mediated model ensures that Americans have access to personalized guidance from financial professionals.
Independence and Flexibility for Advisors
At LPL, independence is emphasized, granting advisors the freedom to select their business model, services, and technological resources conducive to operating a successful business. This flexibility allows advisors to manage client relationships effectively, knowing they best understand their clients' needs.
A Commitment to Client Care
LPL Financial is dedicated to taking care of its advisors and institutions, allowing them to focus on providing excellent service to their clients. The firm remains a strong advocate for financial advisors and strives to enhance the advisor-client relationship.
Frequently Asked Questions
Who is Kelly Compton?
Kelly Compton is a financial advisor who recently joined LPL Financial and is associated with Client Centric Wealth Management.
What experience does Compton have?
He has over 20 years of experience in the financial advisory field and has managed approximately $150 million in advisory and retirement plan assets.
What motivated Compton to join LPL Financial?
Compton sought a partnership that would allow him to scale his practice while maintaining high service quality for his clients.
What is LPL Financial’s mission?
LPL Financial aims to empower financial advisors and institutions by providing them the resources necessary to offer high-quality personalized financial guidance.
How does LPL Financial support its advisors?
LPL provides strategic resources, advanced technology, and a commitment to fostering a strong advisor-client relationship.
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