Associated Capital Group, Inc. Moves Forward with NYSE Delisting

Author: Owen Jenkins Updated: 08-15-2025 05:16 PM

Associated Capital Group, Inc. Announces Delisting and Future Plans

Associated Capital Group, Inc. (NYSE: AC) has officially announced its intention to voluntarily delist its Class A common stock from the New York Stock Exchange (NYSE) and proceed with deregistration under the Securities Exchange Act of 1934. As part of this strategic move, the company aims to transition its common stock trading to the OTCQX platform, enhancing shareholder liquidity.

Transitioning to OTCQX

On or about August 25, 2025, Associated Capital Group will file Form 25 with the U.S. Securities and Exchange Commission (SEC), marking the start of this transition. The final day of trading on the NYSE is scheduled for around September 4, 2025. This step signals significant changes for current shareholders, as the company works diligently to maintain a trading venue for its common stock even outside the NYSE.

Rationale Behind the Decision

The Board of Directors has determined that the costs and burdens associated with being a publicly traded company outweigh any potential benefits. By delisting, the company anticipates significant savings by reducing the legal and administrative obligations that come with maintaining its listing on the NYSE. Furthermore, the demands of regulatory compliance, such as the Sarbanes-Oxley Act of 2002 and the associated filing requirements, have weighed heavily on company resources.

Strategic Goals and Future Opportunities

Associated Capital Group believes that freeing itself from the constraints of public reporting will allow the company to redirect its resources towards broader business opportunities. Once in the OTCQX market, it plans to continue supporting its shareholders by providing transparency and efforts to establish a healthy trading environment for its shares.

About Associated Capital Group, Inc.

Operating out of Greenwich, Connecticut, Associated Capital Group is a diversified global financial services company dedicated to alternative investment management through its subsidiary, Gabelli & Company Investment Advisers, Inc. (GCIA). The company’s strategy encompasses direct investments in both new and established businesses, supported by its subsidiaries, Gabelli Private Equity Partners, LLC (GPEP) and Gabelli Principal Strategies Group, LLC (GPS), both of which focus on fostering innovative growth.

Frequently Asked Questions

What is the primary reason for Associated Capital's decision to delist?

The company believes that the costs and burdens of being publicly traded outweigh the advantages, leading them to seek cost savings by delisting.

When will the delisting from the NYSE take effect?

The last day of trading on the NYSE for Associated Capital's common stock is expected to be around September 4, 2025.

Will shareholders still have trading options after the delisting?

Yes, Associated Capital Group plans to list its Class A common stock on the OTCQX platform to provide liquidity for shareholders.

What is the OTCQX platform?

The OTCQX is an over-the-counter trading platform that allows companies to trade their shares without the stringent compliance requirements of traditional exchanges.

How does this affect the company's reporting obligations?

Upon delisting and deregistration, the company will suspend its reporting obligations under the Exchange Act, which includes reporting requirements like Forms 8-K, 10-Q, and 10-K.

About The Author

Hi there I'm 38-year-old author and financial consultant Owen Jenkins. Having worked in the financial sector for more than ten years, I am well-versed in the subtleties and complexity that mold our financial environment. Following a degree in finance, I worked in a number of financial institutions honing my abilities in market analysis, financial planning, and investment strategies.

My love is teaching others about investing and personal finance. My goal in writing many books and articles has been to demystify financial ideas and give readers the information they need to make wise financial decisions. I write with a direct, useful style that emphasizes doable suggestions for daily living.

Along with writing, I lead webinars and seminars where I impart knowledge on how to successfully negotiate the financial world. I also write for financial journals and show up as a guest expert on financial news programs a lot. Whether they are new to investing or want to improve their approach, my mission is to enable people to take charge of their financial futures.

Beyond work, I like to hike, play the guitar, and spend time with my family. I think that balance is crucial and want to encourage people to strike a balance between their financial aspirations and their hobbies. I want to help people succeed and achieve financial security through my work, so having a good influence.

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