Architect Securities Achieves FINRA Membership for Growth
Architect Securities Receives Regulatory Approval
Architect Financial Technologies Inc. ("Architect" or "the Company") is excited to announce its expansion through its subsidiary, Architect Securities LLC ("Architect Securities"). Recently, the Company achieved a significant milestone by obtaining regulatory approval from the Financial Industry Regulatory Authority Inc. ("FINRA") to operate as an Introducing Broker Dealer. This pivotal step reflects Architect's commitment to enhancing its technologically advanced brokerage services in the securities and security derivatives markets.
Expanding Trading Capabilities
With the newly acquired FINRA membership, Architect Securities is poised to broaden its trading services. The Company aims to provide institutions and individual investors with a comprehensive suite of tools for trading and portfolio management. The strategic launch of a Commodity Futures Trading Commission ("CFTC") regulated Introducing Brokerage, which is overseen by the National Futures Association ("NFA"), has already positioned Architect to offer clients access to commodity and index futures, as well as options. This innovative platform utilizes advanced order types, execution algorithms, and transaction cost analysis to optimize client trading experiences.
Innovative Offerings on the Horizon
Architect Securities’ approval enables a substantial growth phase for the firm. Plans are underway to include an extensive array of financial products such as equities, exchange traded funds ("ETFs"), American Depository Receipts ("ADRs"), options, and US government securities. This alignment with market demands reflects Architect’s proactive approach in meeting the evolving needs of investors.
Comments from Leadership
The CEO of Architect, Brett Harrison, shared insights regarding this impactful development. "Architect has built a new trading technology platform that responds to two notable trends in the regulated derivatives space. Firstly, we see exponential growth in global derivatives volume, driven by increased demand from both retail and institutional investors. Secondly, there is an exciting emergence of novel derivatives products, particularly in the realm of private market ETFs and options on digital asset ETFs. With this new registration, we look forward to expanding our range of offerings to satisfy the considerable client demand we have observed in these areas, incorporating SEC-regulated securities alongside CFTC-regulated derivatives," he stated.
Commitment to Client Education and Risk Management
As part of its customer-centric philosophy, Architect emphasizes the importance of education regarding trading risks. The Company acknowledges that trading securities, futures, and options carries potential risks, which may not be suitable for all investors. To assist clients in making informed decisions, Architect encourages potential traders to review advisories from the NFA and CFTC that outline the risks associated with trading in these financial markets.
About Architect Financial Technologies Inc.
Architect Financial Technologies Inc. operates through its subsidiaries, Architect Securities LLC and Architect Financial Derivatives LLC. It is crucial to note that while Architect Securities is an SEC-registered broker-dealer and a member of FINRA and the Securities Investor Protection Corporation, Architect Derivatives is registered as an introducing broker with the CFTC and a member of the NFA. This structure allows Architect to offer a diverse range of financial services to clients in an evolving marketplace.
Frequently Asked Questions
What approval did Architect Securities recently receive?
Architect Securities obtained regulatory approval from FINRA to operate as an Introducing Broker Dealer.
What services will Architect Securities offer?
Architect Securities will provide comprehensive trading services including equities, ETFs, ADRs, options, and US government securities.
Who is the CEO of Architect Financial Technologies Inc.?
The CEO of Architect Financial Technologies Inc. is Brett Harrison.
What should clients know before trading?
Clients should understand that trading securities, futures, and options involves substantial risks and may not be suitable for all investors.
Is Architect a registered broker-dealer?
Yes, Architect Securities LLC is an SEC-registered broker-dealer and a member of FINRA.
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