Key Information on Trading Disclosures
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Investec Bank plc
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
NCC Group plc
(c) Connected party to the offer: Investec is Joint Broker to NCC Group plc
(d) Date dealing undertaken: 07 November 2025
(e) Disclosures for additional parties:
If it is a cash offer or possible cash offer, state 'N/A'
N/A
Details of Dealings by the Exempt Principal Trader
It's crucial to track dealings in multiple classes of relevant securities. Refer to the allocation highlighted in table formats for those noting their actions.
(a) Purchases and Sales
| Class of relevant security | Purchases/ Sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
|---|---|---|---|---|
| Ordinary shares | Purchases | 2,000 | 143.6 | 143.6 |
| Ordinary shares | Sales | 6,725 | 143.8 | 143.3 |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit |
|---|---|---|---|---|
| N/A | N/A | N/A | N/A | N/A |
(c) Stock-settled derivative transactions (including options)
(i) Writing, Selling, Purchasing or Varying
| Class of relevant security | Product description | Type of transaction | Number of securities | Exercise price per unit | Type | Expiry date | Option money per unit |
|---|---|---|---|---|---|---|---|
| N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
| Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit |
|---|---|---|---|---|
| N/A | N/A | N/A | N/A | N/A |
(d) Other dealings
| Class of relevant security | Nature of dealing | Details | Price per unit (if applicable) |
|---|---|---|---|
| N/A | N/A | N/A | N/A |
Other Information Pertaining to Trading
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangements: If there are none, state “none” |
| None |
(b) Agreements relating to options or derivatives
| Details of any agreement or arrangement regarding: (i) the voting rights under any option; or (ii) the voting rights or future acquisition of any relevant securities: If none, state “none” |
| None |
Date of disclosure: 10 November 2025
Contact name: Abhishek Gawde
Telephone number: +91-9923757332
Please remember that public disclosures under Rule 8 of the Code must be submitted to a Regulatory Information Service. The Panel’s Market Surveillance Unit can provide guidance on the Code’s disclosure requirements at +44 (0)20 7638 0129.
Frequently Asked Questions
What is the purpose of Form 8.5?
Form 8.5 is used to disclose essential trading information by exempt principal traders under the Takeover Code, ensuring transparency in securities transactions.
Who is responsible for filling out this form?
Exempt principal traders, such as Investec Bank plc, are responsible for completing Form 8.5 when engaging in transactions related to companies like NCC Group plc.
What type of dealings are reported?
The form captures details on purchases, sales, and derivative transactions involving securities, ensuring investors are kept informed.
Why are trading disclosures significant?
Trading disclosures provide crucial insights into market activities and enable investors to make informed decisions regarding their investments.
Where can I find more information on the Takeover Code?
The Takeover Code can be reviewed on a dedicated regulatory website, providing comprehensive guidelines and requirements for disclosures.
