SEC Announces Agenda for Feb. 1 Meeting of Advisory

New Post Public Reply Private Reply Replies (0) Message Board
saurabh
SEC Announces Agenda for Feb. 1 Meeting of Advisory Committee on Small and Emerging Companies

FOR IMMEDIATE RELEASE
2013-11

Washington, D.C., Jan. 28, 2013 — The Securities and Exchange Commission today announced the agenda for a meeting of its Advisory Committee on Small and Emerging Companies being held this Friday, February 1.

The Committee will consider recommendations about trading spreads for smaller exchange-listed companies, creation of a separate U.S. equity market limited to sophisticated investors for small and emerging companies, and disclosure rules for smaller reporting companies.

The meeting will begin at 9:30 a.m. in the multi-purpose room at the SEC’s Washington D.C. headquarters. Public seating will be on a first-come, first-served basis. The event will be webcast live on the SEC website and will be archived for later viewing.

Members of the public who wish to provide their views on the matters to be considered by the Advisory Committee may submit comments using the comment form on the SEC’s website or by sending an e-mail to rule-comments@sec.gov . Include File Number 265-27 on the subject line. The SEC also accepts paper comments. Please send paper submissions in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C. 20549-1090, and refer to File Number 265-27. Any comments submitted will be made available to the public.

# # #

Agenda

9:30 a.m.

Opening Remarks

  • Elisse B. Walter, SEC Chairman
  • M. Christine Jacobs and Stephen M. Graham, Advisory Committee Co-Chairs
  • Lona Nallengara, Acting Director of SEC Division of Corporation Finance
10:15 a.m.

Discussion and Consideration of Recommendations and Committee Statement:

  • Recommendation with regard to increasing tick sizes for securities of smaller companies traded on U.S. securities markets.
  • Recommendation with regard to encouraging the creation of a new exchange for small and emerging companies.
  • Recommendation with regard to expansion of Commission rules providing for scaled disclosure and other requirements for small public companies.
  • Statement of the Committee’s opinion with regard to disclosure requirements that are outside of the scope of the Commission’s mission.
Noon

Lunch

1:15 p.m.

Continue Discussion & Consideration of Recommendations/Committee Statement

3 p.m.

Discussion of Next Steps/Closing Comments

3:30 p.m.

Meeting Concludes

Scroll down for more posts ▼

Top 10 Most Recent News Articles

Epson Unveils Early Black Friday Tech Deals

Updated Category News Views 79

Diving Headfirst into Holiday Tech Splurging The holiday hustle is upon us, folks, and Epson's stepping up with early Black Friday deals that'll have tech heads scrambling. They’re cutting prices up to $250 on their swanky home lineup—projectors, printers, scanners, you name it. This ain't just about making someone else smile, though; it's about the sweet spot where...

Continue Reading
Oxford Computer Group: A Microsoft Awards Finalist Again

Updated Category News Views 41

Oxford Computer Group Strikes Again Another day, another nod from the big boys at Microsoft, eh? Oxford Computer Group, now part of MajorKey Technologies, hasn't just found themselves in the mix—they're standing tall as a finalist for not one but two significant categories in the 2026 Microsoft Partner of the Year Awards: Secure Access and Defense and Intelligence. You...

Continue Reading
Nanjing Revives Cultural Legacy of Yangtze River

Updated Category News Views 18

Breathing Life into an Ancient Waterway You'd think the Yangtze River story's as old as the hills—well, you're not wrong. But today, there's a fresh wind blowing down its waters. On November 10, scholars, cultural buffs, and a mixed bag of experts moseyed into Nanjing. They weren't just there to nibble dumplings and wax poetic; they were fixing to shed new light on the...

Continue Reading
Decoding Lovense's Black Friday Deals for Savvy Shoppers

Updated Category News Views 24

The Smart Shopper's Guide to Black Friday Tech Black Friday ain't just a race for the cheapest jeans or a half-price TV anymore—now we're talking about smart tech that matters, like Lovense's offerings. Imagine shelling out for something that'll last and deliver genuine satisfaction instead of another closet filler. Yeah, I'm looking at you, cheap gadgets that croak in...

Continue Reading
NCPDP CEO Lee Ann Stember Retires After 46-Year Legacy

Updated Category News Views 28

A Remarkable Milestone in Healthcare Leadership It's not every day someone hangs up their boots after 46 years of relentlessly steering the ship, especially in the tumultuous seas of healthcare. Come June 1, 2027, Lee Ann Stember plans to do just that as she retires as President & CEO of the National Council for Prescription Drug Programs (NCPDP). Her tenure is marked by...

Continue Reading
Immunofoco’s Lentiviral Strategy for Cancer Control

Updated Category News Views 25

Revolutionizing Cancer Treatment: Immunofoco's Approach In the battle against B-cell malignancies, the old ways of doing things sometimes just don’t cut it, folks. Enter Immunofoco. At the recent Society for Immunotherapy of Cancer (SITC) 2026 meeting, they laid some ambitious cards on the table with their in vivo T-cell engager (TCE) delivery strategy. Engineering...

Continue Reading
Group 1 Automotive Expands with Lexus Gwinnett Acquisition

Updated Category News Views 79

Unifying the Landscape: Group 1's Bold Move with Lexus Gwinnett Another piece of the puzzle drops into place as Group 1 Automotive continues its aggressive campaign to unify its dealership network. The latest acquisition sees the Hennessy Lexus of Gwinnett rebranded as Lexus Gwinnett, adding another notch to their belt in the bustling Atlanta-market corridor. Group 1's...

Continue Reading
Capline Speeds Credentialing: AI Cuts 60% Off Wait Time

Updated Category News Views 41

AI and Dental Credentialing: A Game Changer? Is it just me, or is this push to AI-driven workflows becoming the latest buzz in every industry? Now, Capline Dental Services out of Houston says they've cracked the code on dental credentialing and, boy, is it something. By introducing AI into the mix, they've reportedly slashed credentialing time by 60%. You know what that...

Continue Reading
CAE Boosts Fiscal 2027 Outlook; Transformation On Track

Updated Category News Views 59

Revenue's down by a hair, but it's not as bleak as it seems. CAE Inc. (NASDAQ:CAE) just put its cards on the table for Q2 of fiscal 2027, and there's a mixed bag for us investors to chew over. Revenue dipped 2.6% year-over-year to $1,204.7 million. But hey, their adjusted EPS has climbed up to $0.33, a step up from $0.28 last year, which is a good sign of something right...

Continue Reading
Kava Meets Comics: A New Spot in King of Prussia

Updated Category News Views 73

A Social Revolution in King of Prussia Look, this ain't your typical bar review. We're talking about the Uncanny Comics and Kava Bar at King of Prussia Mall—where comic books, collectible treasures, and good company collide with a South Pacific vibe. Kava: Beyond Just Another Drink First off, if you're scratching your head about kava, don't fret. It's a beverage made...

Continue Reading

Top 5 Most Recently Viewed Articles

First Guaranty Bancshares Unveils Strong Q3 Financial Performance

Updated Category News Views 70

First Guaranty Bancshares, Inc. Financial Overview First Guaranty Bancshares, Inc. (NASDAQ: FGBI), headquartered in Louisiana, recently disclosed its financial results for the third quarter and nine months ending September 30, 2024. This report embodies the bank's continued growth and robust performance in the financial sector. Key Financial Highlights The highlights...

Continue Reading
Helius Medical Technologies Showcases PoNS Therapy Study Results

Updated Category News Views 199

Exciting Developments in Gait Therapy for MS Patients Helius Medical Technologies, Inc. (NASDAQ: HSDT), a pioneering neurotech company, is thrilled to unveil important findings concerning its Portable Neuromodulation Stimulator (PoNS). This innovative device addresses balance and gait challenges faced by those with multiple sclerosis (MS). The revelations will be...

Continue Reading
Iceland Seafood Reports Impressive Financial Growth Amid Challenges

Updated Category News Views 123

Impressive Financial Results from Iceland Seafood International Iceland Seafood International hf has reported strong financial performance in the first half of the year, showcasing a significant increase in profitability. The company has demonstrated resilience amidst market challenges, making strides in operational excellence and strategic growth initiatives. Outstanding...

Continue Reading
Amazon's Q3 2025 Earnings Highlights: Strong Revenue and Innovations

Updated Category News Views 431

Amazon's Third Quarter 2025 Financial Results Amazon.com, Inc. (NASDAQ: AMZN) has reported its third-quarter earnings indicating significant financial health and robust growth across sectors. The company announced an impressive revenue of $180.2 billion for the quarter, marking a 12% increase year-over-year when excluding foreign exchange impacts. This upward trend is...

Continue Reading
Sunshine Silver Mines Achieves Record Stock Growth with GATO

Updated Category News Views 136

GATO Stock Hits New Highs In a striking demonstration of market movement, GATO, the stock linked to Sunshine Silver Mines and Refining, has reached a new milestone, soaring to a 52-week high of $15.96. This remarkable climb comes in the context of a significant rally in precious metals, especially as silver becomes more prominent. Investor confidence in the company has...

Continue Reading