UNVC: Investors should be aware of certain things
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Posted On: 12/28/2024 4:29:40 PM
UNVC: Investors should be aware of certain things that could "Influence" there investment in any stock.
Examples of fraudulent activities that could be prosecuted under fraud laws:
1) Investment fraud: Making false claims about an investment opportunity to deceive potential investors
18 USC Ch. 47: FRAUD AND FALSE STATEMENTS
David Dalton/Peter Corgnale
https://delcopublicaccessapi.co.delaware.pa.u...c/download
Why market makers avoid fraudulent CEOs:
Legal implications:
Facilitating trades for a company with a fraudulent CEO could expose market makers to legal liability, especially if they are aware of the fraudulent activities and still choose to engage.
Reputational damage:
Working with a company involved in fraud can severely damage the market maker's reputation, potentially leading to loss of client trust and business.
Regulatory scrutiny:
Financial regulators closely monitor market activity and could take action against a market maker facilitating trades for a company with a fraudulent CEO.
Market volatility:
News of a CEO's fraudulent actions can cause significant volatility in a company's stock price, making it difficult for market makers to effectively manage their positions.
Overall, market makers prioritize ethical conduct and will generally avoid working with companies led by CEOs who are known to be guilty of fraud.
"JMSO" Documents taken care of in OH!
Examples of fraudulent activities that could be prosecuted under fraud laws:
1) Investment fraud: Making false claims about an investment opportunity to deceive potential investors
18 USC Ch. 47: FRAUD AND FALSE STATEMENTS
David Dalton/Peter Corgnale
https://delcopublicaccessapi.co.delaware.pa.u...c/download
Why market makers avoid fraudulent CEOs:
Legal implications:
Facilitating trades for a company with a fraudulent CEO could expose market makers to legal liability, especially if they are aware of the fraudulent activities and still choose to engage.
Reputational damage:
Working with a company involved in fraud can severely damage the market maker's reputation, potentially leading to loss of client trust and business.
Regulatory scrutiny:
Financial regulators closely monitor market activity and could take action against a market maker facilitating trades for a company with a fraudulent CEO.
Market volatility:
News of a CEO's fraudulent actions can cause significant volatility in a company's stock price, making it difficult for market makers to effectively manage their positions.
Overall, market makers prioritize ethical conduct and will generally avoid working with companies led by CEOs who are known to be guilty of fraud.
"JMSO" Documents taken care of in OH!
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