UNVC: FYI Doc CAN NOT Just file in Confidentiality
Post# of 6857
(Total Views: 334)
Posted On: 05/20/2023 6:59:09 AM
UNVC: FYI Doc CAN NOT Just file in Confidentiality with the SEC, he has to file a application and Sec can grant it or deny it. The rules are very strict.
Just like this quote from Dalton (regulations is such I can’t talk) what regulations, none exist that would stop you from putting out Forward looking statements to let investors NO what is happening.
Division review of applications for confidential treatment
The Division reviews all applications for confidential treatment to determine whether the applicant has provided all information necessary to warrant the issuance of an order granting the request for confidential treatment.
If we require additional information to assess the application, we will convey any comments to the applicant by telephone and request a written response. Upon resolution of any comments, we will grant the application or allow the applicant to withdraw it, as appropriate. If we determine to grant an application, we will issue an order and post it with the company’s filing history on sec.gov. We will notify the applicant by phone that we have posted the order.
If the applicant does not respond to our comments or our comments are not resolved, we may take action to deny the application. We will notify the applicant or the agent for service by registered or certified mail and advise it that it may petition the Commission for review of a determination by the Division disallowing the objections.[8] If as a result of this process we ultimately issue an order denying the application, we will post the denial order with the company’s filing history on sec.gov.
This website gives the info.
https://www.sec.gov/corpfin/confidential-trea...plications
Just like this quote from Dalton (regulations is such I can’t talk) what regulations, none exist that would stop you from putting out Forward looking statements to let investors NO what is happening.
Quote:
a FYI ….be on EDGAR alert Dr DA can do thing’s confidentially but once approved EDGAR populates it.. Registration is an example
Then it’s show time
Division review of applications for confidential treatment
The Division reviews all applications for confidential treatment to determine whether the applicant has provided all information necessary to warrant the issuance of an order granting the request for confidential treatment.
If we require additional information to assess the application, we will convey any comments to the applicant by telephone and request a written response. Upon resolution of any comments, we will grant the application or allow the applicant to withdraw it, as appropriate. If we determine to grant an application, we will issue an order and post it with the company’s filing history on sec.gov. We will notify the applicant by phone that we have posted the order.
If the applicant does not respond to our comments or our comments are not resolved, we may take action to deny the application. We will notify the applicant or the agent for service by registered or certified mail and advise it that it may petition the Commission for review of a determination by the Division disallowing the objections.[8] If as a result of this process we ultimately issue an order denying the application, we will post the denial order with the company’s filing history on sec.gov.
This website gives the info.
https://www.sec.gov/corpfin/confidential-trea...plications
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