Re: Contact from the SEC I received the followi
Post# of 148237
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Posted On: 05/19/2023 2:30:09 PM
Re: Contact from the SEC
I received the following email yesterday:
Cc:Nilson, Sarah
Thu, May 18 at 3:25 PM
Mr. Lxxxxx:
Sarah and I are staff attorneys at the SEC and are following up on a complaint you submitted in July 2020. We would like to schedule a time for a quick call. Please let us know when you are available to speak to us.
Regards,
Wendy
Wendy E. Pearson
Senior Counsel
Los Angeles Regional Office
Division of Enforcement
(323) 965-4546
pearsonw@sec.gov
Has anyone else on this board ever been contacted by the SEC over complaints from July 2020?
I received the following email yesterday:
Cc:Nilson, Sarah
Thu, May 18 at 3:25 PM
Mr. Lxxxxx:
Sarah and I are staff attorneys at the SEC and are following up on a complaint you submitted in July 2020. We would like to schedule a time for a quick call. Please let us know when you are available to speak to us.
Regards,
Wendy
Wendy E. Pearson
Senior Counsel
Los Angeles Regional Office
Division of Enforcement
(323) 965-4546
pearsonw@sec.gov
Has anyone else on this board ever been contacted by the SEC over complaints from July 2020?
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