FINRA Head to Leave After More Than 2 Years in Rol
Post# of 100383
(Total Views: 425)
Posted On: 01/24/2023 4:14:23 PM
FINRA Head to Leave After More Than 2 Years in Role
https://www.planadviser.com/finra-head-leave-2-years-role/
15c-211 and Reg-Sho...something wrong at FINRA????
#RetailTogetherStrong
#NakedShort
https://www.planadviser.com/finra-head-leave-2-years-role/
15c-211 and Reg-Sho...something wrong at FINRA????
#RetailTogetherStrong
#NakedShort
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U.S. Constitution
"The Preamble
We the People of the United States, in Order to form a more perfect Union, establish Justice, insure domestic Tranquility, provide for the common defence, promote the general Welfare, and secure the Blessings of Liberty to ourselves and our Posterity, do ordain and establish this Constitution for the United States of America."
Oath
"I solemnly swear to support and defend the Constitution of the United States of America"
The Flag
"I pledge allegiance to the flag of the United States of America, and to the republic for which it stands, one nation under God, indivisible, with liberty and justice for all."
"The Preamble
We the People of the United States, in Order to form a more perfect Union, establish Justice, insure domestic Tranquility, provide for the common defence, promote the general Welfare, and secure the Blessings of Liberty to ourselves and our Posterity, do ordain and establish this Constitution for the United States of America."
Oath
"I solemnly swear to support and defend the Constitution of the United States of America"
The Flag
"I pledge allegiance to the flag of the United States of America, and to the republic for which it stands, one nation under God, indivisible, with liberty and justice for all."
Quote:
If the broker-dealer fails to deliver for 13 days, the regulation imposes a “close out” duty to purchase and deliver securities “of like kind and quantity.”
https://www.bloomberg.com/opinion/articles/20...ify%20wall
https://www.scotusblog.com/case-files/cases/m...v-manning/
