No, the SEC makes those notifications confidential
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Posted On: 05/13/2022 4:37:24 AM
No, the SEC makes those notifications confidential. They give the companies the warning and allow the companies to regain compliance without the issue being broadcast.
The issue was QMC committed to the SEC to regain compliance by end of February but failed to do so.
Everyone knew that they were non-compliant with the reporting requirements and there was a known process in place for the SEC to take action and pull their registration. And the SEC did.
The issue was QMC committed to the SEC to regain compliance by end of February but failed to do so.
Everyone knew that they were non-compliant with the reporting requirements and there was a known process in place for the SEC to take action and pull their registration. And the SEC did.
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