Might want to get familiar with the revised Rule 1
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Posted On: 01/25/2022 8:45:44 AM
Might want to get familiar with the revised Rule 15c2-11.
Specifically, delinquent financials which prohibit broker-dealers from publishing quotations for an issuer’s security when issuer information is not current and publicly available.
The last SEC periodic report gnbt filed was for the period ending April 30, 2021
Specifically, delinquent financials which prohibit broker-dealers from publishing quotations for an issuer’s security when issuer information is not current and publicly available.
The last SEC periodic report gnbt filed was for the period ending April 30, 2021
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