Further clarification: The SEC adopted the Ame
Post# of 85484
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Posted On: 04/05/2021 11:52:14 AM
Re: riskreward007 #43751
Further clarification:
The SEC adopted the Amendment to Rule 15c2-11 on November 30, 2020 (this is where the incorrect idea of an August, 2021 deadline, 9 months later, came from).
However Rule 15c2-11 was made effective one month later on Dec. 28, 2020, so the actual compliance deadline is Sept. 28, 2021.
SEC Adopts Amendments to Rule 15c2-11
November 30, 2020
https://www.bakerlaw.com/alerts/sec-adopts-am...le-15c2-11
The SEC adopted the Amendment to Rule 15c2-11 on November 30, 2020 (this is where the incorrect idea of an August, 2021 deadline, 9 months later, came from).
However Rule 15c2-11 was made effective one month later on Dec. 28, 2020, so the actual compliance deadline is Sept. 28, 2021.
SEC Adopts Amendments to Rule 15c2-11
November 30, 2020
https://www.bakerlaw.com/alerts/sec-adopts-am...le-15c2-11
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