I think I struck a nerve...I call bs on the cleari
Post# of 11036
(Total Views: 353)
Posted On: 03/05/2021 12:43:11 AM
I think I struck a nerve...I call bs on the clearing firm being the only entity to issue a buy-in notice....I said an emergency buy-in notice...which a judge can absolutely order.
janice shell Member Level Friday, 03/05/21 12:35:45 AM
Re: onehundredmph post# 48834 0
Post #
48836
of 48836
Could the judge order an emergency buy-in notice to settle who has custodianship?
No. The only people who can issue buy-in notices are clearing firms. And what on earth would that "settle"??
https://investorshub.advfn.com/boards/read_ms...=162346252
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janice shell Member Level Friday, 03/05/21 12:35:45 AM
Re: onehundredmph post# 48834 0
Post #
48836
of 48836
Could the judge order an emergency buy-in notice to settle who has custodianship?
No. The only people who can issue buy-in notices are clearing firms. And what on earth would that "settle"??
https://investorshub.advfn.com/boards/read_ms...=162346252
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Quote:
If the broker-dealer fails to deliver for 13 days, the regulation imposes a “close out” duty to purchase and deliver securities “of like kind and quantity.”
https://www.bloomberg.com/opinion/articles/20...ify%20wall
https://www.scotusblog.com/case-files/cases/m...v-manning/
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