KGEM from what I understand about the nasdaq proce
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Posted On: 02/13/2021 12:24:07 PM
KGEM from what I understand about the nasdaq process is that the entire process is confidential. I sent an email asking them a bunch of questions.
I asked a bunch of questions about the uplisting and I got a response from someone by the name of
His responses to my questions:
So from what I gathered, the entire process from start to finish is confidential and the company is notified and then they decide when to tell shareholders.
I asked a bunch of questions about the uplisting and I got a response from someone by the name of
Quote:
William Slattery, CFA
Vice President
Listing Qualifications Department
His responses to my questions:
Quote:
An application can take up to eight weeks to process but in many cases takes a lot longer due to a variety of issues including the issuer not being prepared to move forward and the issuer not being in compliance with all listing criteria.
Applications can be amended at any time and amendments in and of themselves don’t necessarily result in a longer processing time.
Applicants can track the process of their application by contacting Nasdaq.
Applicants, but not the general public, are notified as soon as an application is filed.
Applications are generally being processed in a timely manner at this time.
So from what I gathered, the entire process from start to finish is confidential and the company is notified and then they decide when to tell shareholders.
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