An old post from the swamp which may explain why o
Post# of 72440
(Total Views: 413)
Posted On: 01/28/2020 12:23:18 PM
An old post from the swamp which may explain why on line brokerages a la Ameritrade/Schwab and Etrade/GoldmanSachs are consolidating. Not a coincidence IMHO.... Go IPIX!!!
Barron4664 Tuesday, 01/28/20 12:06:15 PM
Re: zandant post# 280721 0
Post # of 280730
Thanks Zandant. Yes they are my conclusions. No worse than anyone else’s conclusions. As to contacting the authorities. Go back and search my posts. And you will see that I infact did reach out to NY state attorney general to ask for a Martin’s Act investigation. For anyone interested, I posted the case number that was opened and referenced in a letter mailed back to me. For anyone to who is interested you can file complaints per post#151516 copied below.
Re: KarinCA Post# 151433
KarinCA,
I hope that you and all concerned shareholders take the time to read this message and read through the below links. I have filed a complaint with the NYAG office seeking an investigation into the Short and Distort fraudulent activity wrt to Cellceutix and the frivolous Rosen Lawsuit. With the dismissal of the suit it is now more appropriate for investors to send complaints to the NYAG Investor Protection Bureau (IPB). A file has been created titled
"Short and Distort"
Ref. No. 16/000012
Matter ID: 1267995.
From the IPB website.
"The Investor Protection Bureau is charged with enforcing the New York State securities law, commonly known as the Martin Act. The Martin Act gives the Attorney General broad law-enforcement powers to conduct investigations of suspected fraud in the offer, sale, or purchase of securities. Where appropriate, the Attorney General may commence civil and criminal prosecutions under the Martin Act to protect investors."
"The Attorney General's Bureau of Investment Protection does not generally handle complaints on behalf of individual investors, nor does it enforce the rules and regulations
governing the trading of securities unless such violations rise to the level of fraud. Your complaint may however be one in a series of similar complaints that indicates the need to investigate. The office maintains a database of complaints and investigates patterns of fraud
impacting many investors. It has the authority to commence civil or criminal actions on behalf of
the public."
So it is essential that complaints be submitted to the bureau. Complaints should reference the Ref. No. And Matter ID listed above. Complaints can be mailed to:
Investor Protection Bureau
120 Broadway, 23rd Floor
New York, NY 10271
Phone (212)416-8222
Fax. (212)417-8816
Complaints can also be made online at
http://www.ag.ny.gov/sites/default/files/pdfs...plaint.pdf
After complaining to the IPB it would be good to send a complaint directly to the Attorney General Addressed to Eric T. Schneiderman for good effect.
The website of the IPB is:
http://www.ag.ny.gov/bureau/investor-protection-bureau
For an excellent write-up of the Martin Act and why the NYAG is the most powerful regulator of wall street read the following paper.
http://policydialogue.org/files/events/Lorin_...ureu_1.pdf
Go CTIX!!!!
Replies:
Thanks...Will do so. One can't file too
KarinCA on 6/15/2016 3:27:49 PM
The judge has responded to the Sullivan filing
KarinCA on 6/15/2016 10:00:28 PM
Barron4664 Tuesday, 01/28/20 12:06:15 PM
Re: zandant post# 280721 0
Post # of 280730
Thanks Zandant. Yes they are my conclusions. No worse than anyone else’s conclusions. As to contacting the authorities. Go back and search my posts. And you will see that I infact did reach out to NY state attorney general to ask for a Martin’s Act investigation. For anyone interested, I posted the case number that was opened and referenced in a letter mailed back to me. For anyone to who is interested you can file complaints per post#151516 copied below.
Re: KarinCA Post# 151433
KarinCA,
I hope that you and all concerned shareholders take the time to read this message and read through the below links. I have filed a complaint with the NYAG office seeking an investigation into the Short and Distort fraudulent activity wrt to Cellceutix and the frivolous Rosen Lawsuit. With the dismissal of the suit it is now more appropriate for investors to send complaints to the NYAG Investor Protection Bureau (IPB). A file has been created titled
"Short and Distort"
Ref. No. 16/000012
Matter ID: 1267995.
From the IPB website.
"The Investor Protection Bureau is charged with enforcing the New York State securities law, commonly known as the Martin Act. The Martin Act gives the Attorney General broad law-enforcement powers to conduct investigations of suspected fraud in the offer, sale, or purchase of securities. Where appropriate, the Attorney General may commence civil and criminal prosecutions under the Martin Act to protect investors."
"The Attorney General's Bureau of Investment Protection does not generally handle complaints on behalf of individual investors, nor does it enforce the rules and regulations
governing the trading of securities unless such violations rise to the level of fraud. Your complaint may however be one in a series of similar complaints that indicates the need to investigate. The office maintains a database of complaints and investigates patterns of fraud
impacting many investors. It has the authority to commence civil or criminal actions on behalf of
the public."
So it is essential that complaints be submitted to the bureau. Complaints should reference the Ref. No. And Matter ID listed above. Complaints can be mailed to:
Investor Protection Bureau
120 Broadway, 23rd Floor
New York, NY 10271
Phone (212)416-8222
Fax. (212)417-8816
Complaints can also be made online at
http://www.ag.ny.gov/sites/default/files/pdfs...plaint.pdf
After complaining to the IPB it would be good to send a complaint directly to the Attorney General Addressed to Eric T. Schneiderman for good effect.
The website of the IPB is:
http://www.ag.ny.gov/bureau/investor-protection-bureau
For an excellent write-up of the Martin Act and why the NYAG is the most powerful regulator of wall street read the following paper.
http://policydialogue.org/files/events/Lorin_...ureu_1.pdf
Go CTIX!!!!
Replies:
Thanks...Will do so. One can't file too
KarinCA on 6/15/2016 3:27:49 PM
The judge has responded to the Sullivan filing
KarinCA on 6/15/2016 10:00:28 PM
(4)
(1)Innovation Pharmaceuticals Inc (IPIX) Stock Research Links
Scroll down for more posts ▼