From a poster on the YMB: I just received this
Post# of 36537
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Posted On: 01/03/2020 9:14:18 AM
From a poster on the YMB:
I just received this from the management
It’s up to FINRA they were notified when we reset back in November they asked for 15 things , we complied weeks ago and we paid the 12k fee and yesterday they asked for more stuff when dtc and Broadridge was ready to pay it so we can’t imagine more then a few days
I just received this from the management
It’s up to FINRA they were notified when we reset back in November they asked for 15 things , we complied weeks ago and we paid the 12k fee and yesterday they asked for more stuff when dtc and Broadridge was ready to pay it so we can’t imagine more then a few days
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