$UPZS management holds 61.6% of shares! SECURIT
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Posted On: 12/07/2019 4:10:35 AM
Re: trooperstocks #70
$UPZS management holds 61.6% of shares!
SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
The following table sets forth certain information as of September 30, 2018 with respect to the holdings of: (1) each person known to us to be the beneficial owner of more than 5% of our Common Stock; (2) each of our directors, nominees for director and named executive officers; and (3) all directors and executive officers as a group. To the best of our knowledge, each of the persons named in the table below as beneficially owning the shares set forth therein has sole voting power and sole investment power with respect to such shares, unless otherwise indicated. Unless otherwise specified, the address of each of the persons set forth below is in care of the Company. The percentages are based on 37,724,937 shares of our common stock and 22,950,000 shares of our Convertible Preferred Stock outstanding as of the date above, or 611,474,937 fully converted common shares.
Name and Address
Number
of Shares
Percentage
Before Offering
Percentage
After Offering
James Vowler (1) 500,092,000 81.8 % 61.6 %
Dr. M. S. Reddy(1) 57,000,000 9.3 % 7.0 %
All officers and directors as a group (2 persons) 500,092,000 81.8 % 61.6 %
__________
page 29
https://www.otcmarkets.com/filing/html?id=131...WUojS9aW8h
SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
The following table sets forth certain information as of September 30, 2018 with respect to the holdings of: (1) each person known to us to be the beneficial owner of more than 5% of our Common Stock; (2) each of our directors, nominees for director and named executive officers; and (3) all directors and executive officers as a group. To the best of our knowledge, each of the persons named in the table below as beneficially owning the shares set forth therein has sole voting power and sole investment power with respect to such shares, unless otherwise indicated. Unless otherwise specified, the address of each of the persons set forth below is in care of the Company. The percentages are based on 37,724,937 shares of our common stock and 22,950,000 shares of our Convertible Preferred Stock outstanding as of the date above, or 611,474,937 fully converted common shares.
Name and Address
Number
of Shares
Percentage
Before Offering
Percentage
After Offering
James Vowler (1) 500,092,000 81.8 % 61.6 %
Dr. M. S. Reddy(1) 57,000,000 9.3 % 7.0 %
All officers and directors as a group (2 persons) 500,092,000 81.8 % 61.6 %
__________
page 29
https://www.otcmarkets.com/filing/html?id=131...WUojS9aW8h
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