Stock Deletions 10/15/2019 10/15/2019 RLCMY Rel
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Posted On: 10/15/2019 6:06:50 AM
Stock Deletions 10/15/2019
10/15/2019 RLCMY Reliance Communication Ventures Ltd. Global Depository Receipts Grey Market Deleted ADR/GDR Program Terminated
10/15/2019 LTJPF Lite On Japan Ltd. Ordinary Shares Pink Current Deleted CUSIP Suspended
10/15/2019 AEMD Aethlon Medical, Inc. Common Stock No Tier Deleted 1:15 R/S
10/14/2019 TYPE Monotype Imaging Holdings, Inc. Common Stock No Tier Deleted Acquired by HGGC LLC ($19.85/sh)
10/14/2019 PDOB Presidio Bank (San Francisco, CA) Common Stock Pink Current Deleted Eff 10/11/2019 18:00:00 The merger resulting in a delisting of PDOB where shareholders of Presidio Bank (PDOB) will receive 2.47 shares of Heritage Commerce Corp (HTBK) according to the terms and conditions of the merger agreement.
10/14/2019 HNVNF Harvey Norman Holdings, Ltd. Rights Pink Current Deleted Matured/Expired
10/14/2019 DRYS DryShips, Inc. Common Stock No Tier Deleted Acquired by SPII Holdings Inc. ($5.25/sh)
10/11/2019 SBTB SBT Bancorp, Inc. Common Stock Pink No Information Deleted Eff 10/11/2019 17:00:00 The merger resulting in a delisting of SBTB where shareholders of SBT Bancorp, Inc. (SBTB) will receive $51.32 per share in connection with the merger with Liberty Bank according to the terms and conditions of the merger agreement.
10/11/2019 NCI Navigant Consulting Co. Common Stock No Tier Deleted "Merger $28.00 in cash, without interest and less any applicable withholding taxes, for each Navigant Consulting, Inc. Common Stock held."
10/10/2019 HGLI Hongli Clean Energy Technologies Corp. Common Stock Grey Market Reactivated
10/10/2019 ESRCF Estore Corp. Ordinary Shares Grey Market Reactivated
10/10/2019 CZMR Carter Validus Mission Critical REIT Inc. Common Stock Grey Market Deleted Eff 10/10/2019 16:04:00 Merger; Please see issuer's SEC filings for details on the merger consideration.
10/10/2019 CTWS Connecticut Water Service, Inc. Common Stock No Tier Deleted Acquired by SJW Group: ($70.00/sh)
10/09/2019 SEHI Stadium Entertainment Holdings, Inc. Common Stock Grey Market Deleted Eff 10/9/2019 07:43:29 CUSIP Suspended
10/09/2019 ROX Castle Brands, Inc. Common Stock No Tier Deleted Merger
10/09/2019 GRWPF Growthpoint Properties Ltd Ordinary Shares Grey Market Reactivated
10/09/2019 ETFSF ETFS Oil Securities Ltd. Ordinary Shares Grey Market Deleted Eff 10/9/2019 10:47:00 FINRA Delete
10/09/2019 ESGG FlexShares Disciplined Duration MBS Index Fund "Exchange Traded Fund" No Tier Deleted Listed on BATS BZX Exchange (ESGG)
10/09/2019 EICSF Electricite de Strasbourg Ordinary Shares Grey Market Reactivated
10/09/2019 DSBX SOUND BK MOREHEAD CITY N C Common Stock Pink Current Deleted CUSIP Suspended. Symbol Assigned for Incorrect CUSIP
10/09/2019 CBLK Carbon Black, Inc. Common Stock No Tier Deleted Acquired by VMware Inc.: ($26.00/sh)
10/08/2019 REXLQ Rexhall Industries, Inc. Common Stock Pink No Information Deleted Eff 10/8/2019 15:29:00 Bankruptcy Plan Effective / Shares Cancelled
10/08/2019 NNUTU Hawaiian Macadamia Nut Orchards, L.P. Units Pink No Information Deleted Mandatory Exchange. Holders of the outstanding Units will exchange those units for New Depository Units representing Class A units of limited partnership interests on a 1 for 1 basis.
10/08/2019 MXPTF Max Petroleum plc Ordinary Shares Grey Market Deleted Security became inactive
10/08/2019 LPPPF Loopshare Ltd. Ordinary Shares OTCQB Deleted 1:10 R/S
10/15/2019 RLCMY Reliance Communication Ventures Ltd. Global Depository Receipts Grey Market Deleted ADR/GDR Program Terminated
10/15/2019 LTJPF Lite On Japan Ltd. Ordinary Shares Pink Current Deleted CUSIP Suspended
10/15/2019 AEMD Aethlon Medical, Inc. Common Stock No Tier Deleted 1:15 R/S
10/14/2019 TYPE Monotype Imaging Holdings, Inc. Common Stock No Tier Deleted Acquired by HGGC LLC ($19.85/sh)
10/14/2019 PDOB Presidio Bank (San Francisco, CA) Common Stock Pink Current Deleted Eff 10/11/2019 18:00:00 The merger resulting in a delisting of PDOB where shareholders of Presidio Bank (PDOB) will receive 2.47 shares of Heritage Commerce Corp (HTBK) according to the terms and conditions of the merger agreement.
10/14/2019 HNVNF Harvey Norman Holdings, Ltd. Rights Pink Current Deleted Matured/Expired
10/14/2019 DRYS DryShips, Inc. Common Stock No Tier Deleted Acquired by SPII Holdings Inc. ($5.25/sh)
10/11/2019 SBTB SBT Bancorp, Inc. Common Stock Pink No Information Deleted Eff 10/11/2019 17:00:00 The merger resulting in a delisting of SBTB where shareholders of SBT Bancorp, Inc. (SBTB) will receive $51.32 per share in connection with the merger with Liberty Bank according to the terms and conditions of the merger agreement.
10/11/2019 NCI Navigant Consulting Co. Common Stock No Tier Deleted "Merger $28.00 in cash, without interest and less any applicable withholding taxes, for each Navigant Consulting, Inc. Common Stock held."
10/10/2019 HGLI Hongli Clean Energy Technologies Corp. Common Stock Grey Market Reactivated
10/10/2019 ESRCF Estore Corp. Ordinary Shares Grey Market Reactivated
10/10/2019 CZMR Carter Validus Mission Critical REIT Inc. Common Stock Grey Market Deleted Eff 10/10/2019 16:04:00 Merger; Please see issuer's SEC filings for details on the merger consideration.
10/10/2019 CTWS Connecticut Water Service, Inc. Common Stock No Tier Deleted Acquired by SJW Group: ($70.00/sh)
10/09/2019 SEHI Stadium Entertainment Holdings, Inc. Common Stock Grey Market Deleted Eff 10/9/2019 07:43:29 CUSIP Suspended
10/09/2019 ROX Castle Brands, Inc. Common Stock No Tier Deleted Merger
10/09/2019 GRWPF Growthpoint Properties Ltd Ordinary Shares Grey Market Reactivated
10/09/2019 ETFSF ETFS Oil Securities Ltd. Ordinary Shares Grey Market Deleted Eff 10/9/2019 10:47:00 FINRA Delete
10/09/2019 ESGG FlexShares Disciplined Duration MBS Index Fund "Exchange Traded Fund" No Tier Deleted Listed on BATS BZX Exchange (ESGG)
10/09/2019 EICSF Electricite de Strasbourg Ordinary Shares Grey Market Reactivated
10/09/2019 DSBX SOUND BK MOREHEAD CITY N C Common Stock Pink Current Deleted CUSIP Suspended. Symbol Assigned for Incorrect CUSIP
10/09/2019 CBLK Carbon Black, Inc. Common Stock No Tier Deleted Acquired by VMware Inc.: ($26.00/sh)
10/08/2019 REXLQ Rexhall Industries, Inc. Common Stock Pink No Information Deleted Eff 10/8/2019 15:29:00 Bankruptcy Plan Effective / Shares Cancelled
10/08/2019 NNUTU Hawaiian Macadamia Nut Orchards, L.P. Units Pink No Information Deleted Mandatory Exchange. Holders of the outstanding Units will exchange those units for New Depository Units representing Class A units of limited partnership interests on a 1 for 1 basis.
10/08/2019 MXPTF Max Petroleum plc Ordinary Shares Grey Market Deleted Security became inactive
10/08/2019 LPPPF Loopshare Ltd. Ordinary Shares OTCQB Deleted 1:10 R/S
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