Stock Deletions 10/03/2019 10/03/2019 UBKQF UBS
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Posted On: 10/03/2019 6:06:10 AM
Stock Deletions 10/03/2019
10/03/2019 UBKQF UBS AG (London Branch) Other Security Type Grey Market Deleted Matured/Expired
10/03/2019 TSTIF TSO3 Inc. Ordinary Shares Pink Current Deleted Acquisition/Merger/Amalgamation Plan of Arrangement. Holders of Shares will receive, for each Share held, $0.43 in cash.
10/03/2019 PLYR Polymeric Resources Corp. Common Stock Pink No Information Deleted 1:10 R/S Cash in lieu of fractional shares.
10/03/2019 MKTDF Deepmarkit Corp. Ordinary Shares Pink Current Deleted 1:10 R/S Matching the Primary Exchange Effective Date.
10/03/2019 ISVJY Interserve Plc. American Depository Receipts Pink Current Deleted ADR/GDR Program Terminated
10/03/2019 HLLOF Holloway Lodging Corp Ordinary Shares Grey Market Deleted Acquisition/Merger/Amalgamation Plan of Arrangement. Holders of Holloway Shares will receive 0.65 of a common share of Clarke, Inc. for each Holloway Share held.
10/03/2019 GULSF Ashanti Gold Corp. Ordinary Shares Grey Market Deleted "Acquisition/Merger/Amalgamation See Daily List for Additional Comment."
10/02/2019 SNMCY Suncorp Group Ltd American Depository Receipts Pink Current Deleted 0.971:1 R/S DR holders of Suncorp will be required on a mandatory basis to surrender their DSs for cancellation and exchange of one (1) old DS for 0.971 new DSs. No cancellation fee will be assessed. No fractional DSs will be allocated
10/02/2019 NUANV Nuance Communications, Inc. Common Stock No Tier Deleted "See ECA #2019 178 for further details."
10/02/2019 GLADN Gladstone Capital Corp. Preferred Stock No Tier Deleted Called for Redemption: ($25.004166/sh)
10/02/2019 ABMRF ABN Amro Group NV Other Security Type Pink Current Reactivated
10/01/2019 VNRCF Valener, Inc. Ordinary Shares Pink Current Deleted Acquisition/Merger/Amalgamation. See Daily List for additional comments.
10/01/2019 PMULF "Pure Multi Family REIT LP" Units OTCQX International Deleted Cortland Partners, LLC indirectly acquired all of the issued and outstanding Units of the REIT pursuant to a plan of arrangement. Holders of Units will receive US$7.61 in cash per Unit held
10/01/2019 NSPX Inspyr Therapeutics, Inc. Common Stock Pink Current Deleted 1:25 R/S
10/01/2019 NHRNY Northern Star Resources Ltd American Depository Receipts Grey Market Deleted "Unsponsored to Sponsored Conversion See FINRA Daily List for Additional Comments."
10/01/2019 KPFSY Pepper Food Service Co., Ltd. American Depository Receipts Pink Current Deleted ADR/GDR Program Terminated
10/01/2019 GWPTY Growthpoint Properties Ltd American Depository Receipts Grey Market Deleted ADR/GDR Program Terminated
10/01/2019 FVE Five Star Senior Living Inc. Common Stock No Tier Deleted "1 10 R/S"
10/01/2019 FRIE Friends Bank New Smyrna Beach Florida Common Stock Pink Current Deleted Eff 10/01/2019 09:35:00 Acquisition/Merger/Amalgamation Shareholders will receive $9.00 for each share of FRIE.
10/01/2019 ENSGV Ensign Group, Inc. (The) Common Stock No Tier Deleted
10/01/2019 DTV DTE Energy Co. Units No Tier Deleted "Conversion The purchase contract will obligate holders to purchase from DTE Energy Company (the Company), on October 1, 2019, for a price of $50 in cash, the following number of shares of the Companys common stock, subject to anti dilution adjustments"
10/01/2019 DHCPQ Ditech Holding Corporation Common Stock Pink No Information Deleted Eff 10/01/2019 10:38:00 Bankruptcy Plan Effective/Shares Cancelled
10/01/2019 CUOTF Cie Automotive SA Ordinary Shares Grey Market Reactivated
10/01/2019 CTTD CO2 Tech Ltd. Common Stock Grey Market Deleted Inactive Security
10/01/2019 CLLZF Connacher Oil and Gas Ltd. Ordinary Shares Grey Market Deleted CUSIP Suspended
10/03/2019 UBKQF UBS AG (London Branch) Other Security Type Grey Market Deleted Matured/Expired
10/03/2019 TSTIF TSO3 Inc. Ordinary Shares Pink Current Deleted Acquisition/Merger/Amalgamation Plan of Arrangement. Holders of Shares will receive, for each Share held, $0.43 in cash.
10/03/2019 PLYR Polymeric Resources Corp. Common Stock Pink No Information Deleted 1:10 R/S Cash in lieu of fractional shares.
10/03/2019 MKTDF Deepmarkit Corp. Ordinary Shares Pink Current Deleted 1:10 R/S Matching the Primary Exchange Effective Date.
10/03/2019 ISVJY Interserve Plc. American Depository Receipts Pink Current Deleted ADR/GDR Program Terminated
10/03/2019 HLLOF Holloway Lodging Corp Ordinary Shares Grey Market Deleted Acquisition/Merger/Amalgamation Plan of Arrangement. Holders of Holloway Shares will receive 0.65 of a common share of Clarke, Inc. for each Holloway Share held.
10/03/2019 GULSF Ashanti Gold Corp. Ordinary Shares Grey Market Deleted "Acquisition/Merger/Amalgamation See Daily List for Additional Comment."
10/02/2019 SNMCY Suncorp Group Ltd American Depository Receipts Pink Current Deleted 0.971:1 R/S DR holders of Suncorp will be required on a mandatory basis to surrender their DSs for cancellation and exchange of one (1) old DS for 0.971 new DSs. No cancellation fee will be assessed. No fractional DSs will be allocated
10/02/2019 NUANV Nuance Communications, Inc. Common Stock No Tier Deleted "See ECA #2019 178 for further details."
10/02/2019 GLADN Gladstone Capital Corp. Preferred Stock No Tier Deleted Called for Redemption: ($25.004166/sh)
10/02/2019 ABMRF ABN Amro Group NV Other Security Type Pink Current Reactivated
10/01/2019 VNRCF Valener, Inc. Ordinary Shares Pink Current Deleted Acquisition/Merger/Amalgamation. See Daily List for additional comments.
10/01/2019 PMULF "Pure Multi Family REIT LP" Units OTCQX International Deleted Cortland Partners, LLC indirectly acquired all of the issued and outstanding Units of the REIT pursuant to a plan of arrangement. Holders of Units will receive US$7.61 in cash per Unit held
10/01/2019 NSPX Inspyr Therapeutics, Inc. Common Stock Pink Current Deleted 1:25 R/S
10/01/2019 NHRNY Northern Star Resources Ltd American Depository Receipts Grey Market Deleted "Unsponsored to Sponsored Conversion See FINRA Daily List for Additional Comments."
10/01/2019 KPFSY Pepper Food Service Co., Ltd. American Depository Receipts Pink Current Deleted ADR/GDR Program Terminated
10/01/2019 GWPTY Growthpoint Properties Ltd American Depository Receipts Grey Market Deleted ADR/GDR Program Terminated
10/01/2019 FVE Five Star Senior Living Inc. Common Stock No Tier Deleted "1 10 R/S"
10/01/2019 FRIE Friends Bank New Smyrna Beach Florida Common Stock Pink Current Deleted Eff 10/01/2019 09:35:00 Acquisition/Merger/Amalgamation Shareholders will receive $9.00 for each share of FRIE.
10/01/2019 ENSGV Ensign Group, Inc. (The) Common Stock No Tier Deleted
10/01/2019 DTV DTE Energy Co. Units No Tier Deleted "Conversion The purchase contract will obligate holders to purchase from DTE Energy Company (the Company), on October 1, 2019, for a price of $50 in cash, the following number of shares of the Companys common stock, subject to anti dilution adjustments"
10/01/2019 DHCPQ Ditech Holding Corporation Common Stock Pink No Information Deleted Eff 10/01/2019 10:38:00 Bankruptcy Plan Effective/Shares Cancelled
10/01/2019 CUOTF Cie Automotive SA Ordinary Shares Grey Market Reactivated
10/01/2019 CTTD CO2 Tech Ltd. Common Stock Grey Market Deleted Inactive Security
10/01/2019 CLLZF Connacher Oil and Gas Ltd. Ordinary Shares Grey Market Deleted CUSIP Suspended
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