U.S. SEC fines optionsXpress, individuals $4.8 mln
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Posted On: 05/31/2019 1:10:53 PM
U.S. SEC fines optionsXpress, individuals $4.8 mln for naked short sales
(Reuters) - A Securities and Exchange Commission judge has ordered optionsXpress, its former chief financial officer and a customer to pay a total of $4.8 million in fines and to return $4.2 million for illegally selling shares they did not hold.
https://www.google.com/amp/s/www.forbes.com/s...chain/amp/
Go NTEK!!!
(Reuters) - A Securities and Exchange Commission judge has ordered optionsXpress, its former chief financial officer and a customer to pay a total of $4.8 million in fines and to return $4.2 million for illegally selling shares they did not hold.
https://www.google.com/amp/s/www.forbes.com/s...chain/amp/
Go NTEK!!!
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