Fwiw “Washington D.C., Sept. 21, 2018 — Th
Post# of 36537
“Washington D.C., Sept. 21, 2018 —
The Securities and Exchange Commission today announced charges against five public companies for failing to provide financial statements that were reviewed by their independent external auditor when they filed quarterly reports with the Commission on Form 10-Q.”
https://www.sec.gov/news/press-release/2018-207
“In most instances, companies later filed amended Forms 10-Q containing financial statements that had been properly reviewed by an independent public accountant. Each of the five companies agreed to settle the Commission’s charges, with each paying $25,000 per violation.”
https://www.wilmerhale.com/en/insights/blogs/...-form-10-q
I’m no cpa so I wouldn’t know if this compares apples to oranges.