Stock Deletions 10/22/2018 10/22/2018 TNGMF Tru
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Posted On: 10/22/2018 6:10:30 AM
Stock Deletions 10/22/2018
10/22/2018 TNGMF True North Gems Inc. Ordinary Shares Grey Market Deleted 1:10 R/S
10/22/2018 SWIN ALPS ETF "Exchange Traded Fund" No Tier Deleted ETF Liquidation
10/22/2018 SGGGF Stargroup Ltd Ordinary Shares Grey Market Deleted CUSIP only change as a result of a 1:100 reverse split effected 10/19/18 on Primary Market
10/22/2018 PPPLF Pan Pacific Petroleum NL (Australia) Ordinary Shares Grey Market Deleted Inactive Security
10/22/2018 MTTGF New Energy Minerals Ltd. Ordinary Shares Pink Current Deleted N/C to New Energy Minerals Ltd which Includes a 1:10 reverse split effected 10/4/18 on Primary Market.
10/22/2018 CSCCF CREDIT SUISSE AG (Nassau Branch) Warrants Grey Market Deleted Matured/Expired
10/22/2018 ARHOF Amrest Hldgs Se Ordinary Shares Grey Market Deleted N/C to Amrest Hldgs Se which Includes a 10:1 forward split effected 10/3/18 on the Primary Market.
10/22/2018 ANRCF Altona Resources Plc. Ordinary Shares Grey Market Deleted CUSIP only change as a result of a 0.001:1 reverse split effected 10/18/18 on Primary Market.
10/19/2018 SIML Simlatus Corporation Common Stock Pink Current Deleted 1:1500 R/S
10/19/2018 MBIT MobileBits Holdings Corp Common Stock Grey Market Deleted Inactive Security
10/19/2018 ETP Energy Transfer Operating, L.P. Units No Tier Deleted Merger
10/19/2018 ETISF Elementis PLC Ordinary Shares Pink Current Deleted Security became Matured/Expired
10/19/2018 EIC Eagle Point Income Company Inc. No Tier Deleted Postponed to a Date to be Announced
10/19/2018 EGC Energy XXI Gulf Coast, Inc. Common Stock No Tier Deleted Acquired by MLCJR LLC: ($9.10/sh)
10/19/2018 COJPF COCA COLA EAST JAPAN CO LTD Ordinary Shares Grey Market Deleted Inactive Security
10/19/2018 CKKFF Cordy Oilfield Services Inc. Ordinary Shares Grey Market Deleted Inactive Security
10/19/2018 ADXSW Advaxis, Inc. Warrants No Tier Deleted Expiration
10/18/2018 OPSGF Opus Group Ltd. Ordinary Shares Grey Market Deleted Acquisition/Merger/Amalgamation
10/18/2018 MER.PRK Merrill Lynch Capital Trust I Structured Product No Tier Deleted Mandatory Exchange
10/18/2018 INLB Item 9 Labs Corp. Common Stock Pink Current Deleted 1:20 R/S
10/18/2018 HCAC.U NRC Group Holdings Corp. Units No Tier Deleted
10/18/2018 GSHTU Verra Mobility Corporation Common Stock No Tier Deleted "Business Combination; See ECA#2018 184 for further details."
10/18/2018 GBCEF Globe Trade Centre SA Ordinary Shares Grey Market Reactivated
10/18/2018 FTF.RT Franklin Limited Duration Income Trust No Tier Deleted Expired
10/18/2018 EZRHY Ezra Holdings, Ltd. American Depository Receipts Pink Current Deleted ADR/GDR Program Terminated
10/22/2018 TNGMF True North Gems Inc. Ordinary Shares Grey Market Deleted 1:10 R/S
10/22/2018 SWIN ALPS ETF "Exchange Traded Fund" No Tier Deleted ETF Liquidation
10/22/2018 SGGGF Stargroup Ltd Ordinary Shares Grey Market Deleted CUSIP only change as a result of a 1:100 reverse split effected 10/19/18 on Primary Market
10/22/2018 PPPLF Pan Pacific Petroleum NL (Australia) Ordinary Shares Grey Market Deleted Inactive Security
10/22/2018 MTTGF New Energy Minerals Ltd. Ordinary Shares Pink Current Deleted N/C to New Energy Minerals Ltd which Includes a 1:10 reverse split effected 10/4/18 on Primary Market.
10/22/2018 CSCCF CREDIT SUISSE AG (Nassau Branch) Warrants Grey Market Deleted Matured/Expired
10/22/2018 ARHOF Amrest Hldgs Se Ordinary Shares Grey Market Deleted N/C to Amrest Hldgs Se which Includes a 10:1 forward split effected 10/3/18 on the Primary Market.
10/22/2018 ANRCF Altona Resources Plc. Ordinary Shares Grey Market Deleted CUSIP only change as a result of a 0.001:1 reverse split effected 10/18/18 on Primary Market.
10/19/2018 SIML Simlatus Corporation Common Stock Pink Current Deleted 1:1500 R/S
10/19/2018 MBIT MobileBits Holdings Corp Common Stock Grey Market Deleted Inactive Security
10/19/2018 ETP Energy Transfer Operating, L.P. Units No Tier Deleted Merger
10/19/2018 ETISF Elementis PLC Ordinary Shares Pink Current Deleted Security became Matured/Expired
10/19/2018 EIC Eagle Point Income Company Inc. No Tier Deleted Postponed to a Date to be Announced
10/19/2018 EGC Energy XXI Gulf Coast, Inc. Common Stock No Tier Deleted Acquired by MLCJR LLC: ($9.10/sh)
10/19/2018 COJPF COCA COLA EAST JAPAN CO LTD Ordinary Shares Grey Market Deleted Inactive Security
10/19/2018 CKKFF Cordy Oilfield Services Inc. Ordinary Shares Grey Market Deleted Inactive Security
10/19/2018 ADXSW Advaxis, Inc. Warrants No Tier Deleted Expiration
10/18/2018 OPSGF Opus Group Ltd. Ordinary Shares Grey Market Deleted Acquisition/Merger/Amalgamation
10/18/2018 MER.PRK Merrill Lynch Capital Trust I Structured Product No Tier Deleted Mandatory Exchange
10/18/2018 INLB Item 9 Labs Corp. Common Stock Pink Current Deleted 1:20 R/S
10/18/2018 HCAC.U NRC Group Holdings Corp. Units No Tier Deleted
10/18/2018 GSHTU Verra Mobility Corporation Common Stock No Tier Deleted "Business Combination; See ECA#2018 184 for further details."
10/18/2018 GBCEF Globe Trade Centre SA Ordinary Shares Grey Market Reactivated
10/18/2018 FTF.RT Franklin Limited Duration Income Trust No Tier Deleted Expired
10/18/2018 EZRHY Ezra Holdings, Ltd. American Depository Receipts Pink Current Deleted ADR/GDR Program Terminated
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