Who is Rachel? Is she the investigator from FINR
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Posted On: 07/20/2018 10:30:28 PM
Who is Rachel? Is she the investigator from FINRA or the SEC?
I am so excited though with EXPL
another day with 0 volume
I Did some digging and guess what I found?
The CEO of Spartan securities
http://www.spartansecurities.com/15c211.php
Miach Eldred
Has quite the extensive file at FINRA
In fact according to FINRA there is 10 disclosures on file!
The firm failed to establish and implement appropriate anti money laundering compliance!
The firm sold unregistered shares to it's customers!
What???
No big deal?
Only $100,000 fine.
Guilty as charged.
No appeal.
What CEO would do this?
How much did he launder?
Is he still doing it?
Hmmmm.
9 more disclosures to go!
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