Holding(s) in Company 10 July 2018 IQE plc(“IQE
Post# of 301275
10 July 2018
IQE plc
(“IQE” or the “Company”)
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i | |||||||||
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: | IQE plc | ||||||||
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate) | |||||||||
Non-UK issuer | |||||||||
2. Reason for the notification (please mark the appropriate box or boxes with an “X”) | |||||||||
An acquisition or disposal of voting rights | X | ||||||||
An acquisition or disposal of financial instruments | X | ||||||||
An event changing the breakdown of voting rights | |||||||||
Other (please specify)iii | |||||||||
3. Details of person subject to the notification obligationiv | |||||||||
Name | The Goldman Sachs Group, Inc. | ||||||||
City and country of registered office (if applicable) | Corporation Trust Center, 1209 Orange Street, Wilmington DE 19801, USA | ||||||||
4. Full name of shareholder(s) (if different from 3.)v | |||||||||
Name | Goldman Sachs International | ||||||||
City and country of registered office (if applicable) | Peterborough Court, 133 Fleet Street, London EC4A 2BB, UK | ||||||||
5. Date on which the threshold was crossed or reachedvi: | 05/07/2018 | ||||||||
6. Date on which issuer notified (DD/MM/YYYY): | 09/07/2018 | ||||||||
7. Total positions of person(s) subject to the notification obligation | |||||||||
% of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights of issuervii | ||||||
Resulting situation on the date on which threshold was crossed or reached | 1.32 | % | 5.85 | % | 7.17 | % | 760,800,357 | ||
Position of previous notification (if applicable) | 1.01 | % | 5.51 | % | 6.53 | % |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | ||||||||||
A: Voting rights attached to shares | ||||||||||
Class/type of shares ISIN code (if possible) | Number of voting rightsix | % of voting rights | ||||||||
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | |||||||
GB0009619924 | 10,018,280 | 1.32 | % | |||||||
SUBTOTAL 8. A | 10,018,280 | 1.32 | % | |||||||
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B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | ||||||||||
Type of financial instrument | Expiration datex | Exercise/ Conversion Periodxi | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights | ||||||
Securities Lending | Open | 8,213,246 | 1.08 | % | ||||||
SUBTOTAL 8. B 1 | 8,213,246 | 1.08 | % | |||||||
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B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | ||||||||||
Type of financial instrument | Expiration datex | Exercise/ Conversion Period xi | Physical or cash settlementxii | Number of voting rights | % of voting rights | |||||
Please refer annexure | ||||||||||
SUBTOTAL 8.B.2 | 36,307,129 | 4.77 | % | |||||||
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”) | |
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | |
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary) | X |