Rathbone Brothers Plc : Holding(s) - NASDAQ OMX GlobeNewswire

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News Desk 2018

Jun 15, 2018 at 12:15 PM 46

Rathbone Brothers Plc : Holding(s) in Company

R-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)ⁱ

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedⁱⁱ:			RATHBONE BROTHERS PLC
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights						X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)ⁱⁱⁱ:
3. Details of person subject to the notification obligation^iv
Name			LINDSELL TRAIN LIMITED ( discretionary clients)
City and country of registered office (if applicable)			London , UK
4. Full name of shareholder(s) (if different from 3.)^v
Name			The BNY (OCS) Nominees State Street Nominees NT Nominees BNP Paribas
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or reached^vi:			14^th June 2018
6. Date on which issuer notified (DD/MM/YYYY):			15^th June 2018
7. Total positions of person(s) subject to the notification obligation
	% of voting rights attached to shares (total of 8. A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)	Total number of voting rights of issuer^vii
Resulting situation on the date on which threshold was crossed or reached	15.13%				15.13%
Position of previous notification (if applicable)	14.47%

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached^viii
A: Voting rights attached to shares
Class/type of shares ISIN code (if possible)		Number of voting rights^ix					% of voting rights
		Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)			Direct (Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB0002148343		6,778,570		1,001,573			13.18%		1.95%


SUBTOTAL 8. A

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrument		Expiration date^x	Exercise/ Conversion Period^xi			Number of voting rights that may be acquired if the instrument is exercised/converted.			% of voting rights
N/A


			SUBTOTAL 8. B 1

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrument	Expiration date^x		Exercise/ Conversion Period ^xi		Physical or cash settlement^xii			Number of voting rights	% of voting rights
N/A


					SUBTOTAL 8.B.2

9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer^xiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity^xiv(please add additional rows as necessary)				X
Name^xv	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
LINDSELL TRAIN LIMITED ( discretionary clients)	15.13%		15.13%





10. In case of proxy voting, please identify:
Name of the proxy holder		N/A
The number and % of voting rights held		N/A
The date until which the voting rights will be held		N/A

11. Additional information^xvi

Place of completion	Lindsell Train Ltd, 66 Buckingham Gate, SW1E 6AU
Date of completion	15^th June 2018

Annex: Notification of major holdings (to be filed with the FCA only)

A: Identity of the person subject to the notification obligation
Full name (including legal form for legal entities)		LINDSELL TRAIN LIMITED
Contact address (registered office for legal entities)		66 Buckingham Gate, SW1E 6AU
E-Mail
Phone number / Fax number		0207 808 1210
Other useful information (at least legal representative for legal persons)

B: Identity of the notifier, if applicable
Full name		Lauren Jorgensen
Contact address		66 Buckingham Gate, SW1E 6AU
E-Mail		Lauren.jorgensen@lindselltrain.com
Phone number / Fax number		0207 808 1210
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation)

C: Additional information