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  4. Hangover Joe's Holding Corporation (HJOE) Message Board

"SEC is going to be looking for comfort the issues

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Post# of 15187
(Total Views: 442)
Posted On: 01/01/2018 5:25:58 PM
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Posted By: BUMPERCARS
"SEC is going to be looking for comfort the issues of recent years are not a risk in some way to trade again. We have had plenty of indirect communication with the SEC, through 3 sets of lawyers on this. We do have a plan on the convertible lenders, to be discussed shortly. One of the things the SEC will want, when a registration statement is presented, is broker dealer to submit a form 211. At one time that was fairly routine, but these days finding someone who will do that is very difficult, and finding one who is not affiliated with the toxic lenders is even harder. What would it take for the new firm to step forward? We would certainly need to be in a position where the toxic loans are not an issue. Can that be done? Yes. Have we identified a firm that will do the 211, that is not tainted by the toxic lender issue? Tentatively yes. Do we have the Lawyers and accountants needed to do the work? This will be Solvable soon we believe. We can do and will do all of this. "

as you can see from what I was stating earlier. They need to find a friendly broker/MM to deal with in order to prevent them for making a deal with the toxic lenders. This will assure no further manipulation and swindling to occur.


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