Stock Deletions 01/01/2018 Date Symbol Company Name

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Stock Deletions 01/01/2018

Date Symbol Company Name Security Type Venue Status Comments
Dec 29, 2017 XNY China Xiniya Fashion Ltd. American Depository Receipts NYSE Deleted 1:3 R/S
Dec 29, 2017 TLWDF TLA Worldwide PLC Ordinary Shares Grey Market Deleted Inactive Security
Dec 29, 2017 SUNEQ SunEdison, Inc. Common Stock OTC Link Deleted FINRA Delete Effective 12/29/2017 at 09:48:15 Bankruptcy Plan Effective/Shares Cancelled
Dec 29, 2017 SLS RiverSource LaSalle International Real Estate Fund, Inc. Fund NYSE Deleted Suspended from NYSE 4/11/2011
Dec 29, 2017 SDSNQ SunEdison, Inc. Preferred Stock Grey Market Deleted FINRA Delete Effective 12/29/2017 at 09:55:42 Bankruptcy Plan Effective/Shares Cancelled
Dec 29, 2017 ROKA Sorrento Tech, Inc. Common Stock Nasdaq Deleted Liquidation
Dec 29, 2017 LEMMF Lemminkaeinen Corp. Ordinary Shares Grey Market Reactivated
Dec 29, 2017 LDIS Leadis Technology, Inc. Common Stock OTC Link Deleted Liquidation/Final Distribution
Dec 29, 2017 ILIU Interleukin Genetics, Inc. Common Stock OTC Link Deleted CUSIP Suspended. Company Dissolved.
Dec 29, 2017 HYNSY Hyundai Steel Co. Global Depository Receipts Grey Market Deleted ADR/GDR Program Terminated
Dec 29, 2017 GLBL TerraForm Global, Inc. Common Stock Nasdaq Deleted Acquired by an affiliate of Brookfield Asset Management Inc. ($5.10/sh)
Dec 29, 2017 BSCH "Guggenheim Exchange Traded Fund Trust" "Exchange Traded Fund" NYSE Arca Deleted Maturity Liquidation
Dec 29, 2017 BNCIF Cobaltech Mining, Inc. Ordinary Shares Grey Market Deleted Plan of Arrangement. Holders received 0.2632 of a common share in First Cobalt for each share held.
Dec 29, 2017 BCR Bard (C.R.), Inc. Common Stock NYSE Deleted Merger
Dec 29, 2017 AIKO Alternative Investment Corporation Common Stock OTC Link Deleted 1:50 R/S
Dec 29, 2017 AGAA AG Automotive Warehouses Common Stock Grey Market Deleted Inactive Security – FINRA delete effective 12/26/2017
Dec 28, 2017 SBEZF Sea Breeze Power Corp. Ordinary Shares Grey Market Deleted Shares Cancelled.
Dec 28, 2017 KBSR KBS Real Estate Investment Trust Common Stock Grey Market Deleted FINRA Delete Effective 12/28/2017 at 16:42:29 CUSIP Suspended
Dec 28, 2017 JMPC.CL JMP Group LLC Common Stock NYSE Deleted Fully called.
Dec 28, 2017 ERGTF PanTerra Gold Ltd. Ordinary Shares Grey Market Deleted "CUSIP only change as a result of 1 10 in primary market (AU) effected on 2/3/2015"
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