"It doesn't make any difference whether it was a n
Post# of 40991
(Total Views: 357)
Posted On: 12/04/2017 1:01:15 PM
"It doesn't make any difference whether it was a name change, a ticker symbol or reverse or forward splits. Finra is looking at these things more deeply," the attorney said. "They are looking at who the officers are, who the directors are. It doesn't matter what kind of application is being considered. Companies that have SOLID BALANCE SHEETS won't have problems, but companies that are shaky are going to be looked at closely."
https://www.thestreet.com/story/12938749/1/fi...ocaps.html
Are there any reasons when an OTC Voluntary Symbol Change will not be granted? Or are there any time restrictions when requesting an OTC Voluntary Symbol Change request?
Yes, FINRA will not process a voluntary symbol request if the issuer has either an announced corporate action or a symbol change within the past 60 days.
http://www.finra.org/industry/faq-upc-corpora...ns-faq#2-4
"companies that are shaky are going to be looked at closely.".....and we have no solid balance sheet.........this pretty much says it all..
https://www.thestreet.com/story/12938749/1/fi...ocaps.html
Are there any reasons when an OTC Voluntary Symbol Change will not be granted? Or are there any time restrictions when requesting an OTC Voluntary Symbol Change request?
Yes, FINRA will not process a voluntary symbol request if the issuer has either an announced corporate action or a symbol change within the past 60 days.
http://www.finra.org/industry/faq-upc-corpora...ns-faq#2-4
"companies that are shaky are going to be looked at closely.".....and we have no solid balance sheet.........this pretty much says it all..
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