Shire plc : Block listing Interim Review BLOCK LISTING SIX MONTHLY RETURN
November 24, 2017 - Shire plc (LSE: SHP, NASDAQ: SHPG)
| Name of applicant : | Shire plc |
| Name of scheme: | Shire Sharesave Scheme |
| Period of return: | From: | May 23, 2017 | To: | November 22, 2017 |
| Balance of unallotted securities under scheme(s) from previous return: | 167,532 |
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | Nil |
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 4,012 |
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 163,520 |
| Name of applicant : | Shire plc |
| Name of scheme: | Shire Portfolio Share Plan |
| Period of return: | From: | May 23, 2017 | To: | November 22, 2017 |
| Balance of unallotted securities under scheme(s) from previous return: | 360,742 |
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | Nil |
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 90,208 |
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 270,534 |
| Name of applicant : | Shire plc |
| Name of scheme: | Shire Employee Stock Purchase Plan |
| Period of return: | From: | May 23, 2017 | To: | November 22, 2017 |
| Balance of unallotted securities under scheme(s) from previous return: | 237,698 |
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | Nil |
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | Nil |
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 237,698 |
| Name of applicant : | Shire plc |
| Name of scheme: | Shire Long Term Incentive Plan 2015 |
| Period of return: | From: | May 23, 2017 | To: | November 22, 2017 |
| Balance of unallotted securities under scheme(s) from previous return: | 2,687,072 |
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | Nil |
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 188,501 |
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 2,498,571 |
| Name of applicant : | Shire plc |
| Name of scheme: | Shire Global Employee Stock Purchase Plan |
| Period of return: | From: | May 23, 2017 | To: | November 22, 2017 |
| Balance of unallotted securities under scheme(s) from previous return: | 1,600,843 |
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | Nil |
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 800,060 |
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 800,783 |
| Name of applicant : | Shire plc |
| Name of scheme: | Baxalta Exchange Awards |
| Period of return: | From: | May 23, 2017 | To: | November 22, 2017 |
| Balance of unallotted securities under scheme(s) from previous return: | 17,995,867 |
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | Nil |
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 765,528 |
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 17,230,339 |
| Name of applicant : | Shire plc |
| Name of scheme: | Combined block listing in respect of the Shire Portfolio Share Plan, the Shire Long Term Incentive Plan 2015 and the Shire Global Employee Stock Purchase Plan. |
| Period of return: | From: | July 7, 2017 | To: | November 22, 2017 |
| Balance of unallotted securities under scheme(s) from previous return: | N/A |
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | 3,000,000 |
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | Shire Portfolio Share Plan: Nil Shire Long Term Incentive Plan 2015: Nil Shire Global Employee Stock Purchase Plan: Nil |
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 3,000,000 |
Amendment of Block listing six monthly return released May 23, 2017:
November 24, 2017 - Shire plc (LSE: SHP, NASDAQ: SHPG) announces that the Block listing six monthly return released May 23, 2017, has been amended to reflect the following:
The number of securities issued/allotted under the Shire Portfolio Share Plan is amended from 405,083 to 408,873 and the balance not yet issued/allotted under this scheme is amended from 364,532 to 360,742.
The number of securities issued/allotted under the Shire Long Term Incentive Plan 2015 is amended from 145,740 to 149,340 and the balance not yet issued/allotted under this scheme is amended from 2,690,672 to 2,687,072.
The full amended announcement is below.
May 23, 2017 - Shire plc (LSE: SHP, NASDAQ: SHPG)
| Name of applicant : | Shire plc |
| Name of scheme: | Shire Sharesave Scheme |
| Period of return: | From: | November 23, 2016 | To: | May 22, 2017 |
| Balance of unallotted securities under scheme(s) from previous return: | 184,611 |
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | Nil |
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 17,079 |
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 167,532 |
| Name of applicant : | Shire plc |
| Name of scheme: | Shire Portfolio Share Plan |
| Period of return: | From: | November 23, 2016 | To: | May 22, 2017 |
| Balance of unallotted securities under scheme(s) from previous return: | 769,615 |
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | Nil |
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 408,873 |
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 360,742 |
| Name of applicant : | Shire plc |
| Name of scheme: | Shire Employee Stock Purchase Plan |
| Period of return: | From: | November 23, 2016 | To: | May 22, 2017 |
| Balance of unallotted securities under scheme(s) from previous return: | 244,057 |
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | Nil |
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 6,359 |
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 237,698 |
| Name of applicant : | Shire plc |
| Name of scheme: | Shire Long Term Incentive Plan 2015 |
| Period of return: | From: | November 23, 2016 | To: | May 22, 2017 |
| Balance of unallotted securities under scheme(s) from previous return: | 2,836,412 |
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | Nil |
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 149,340 |
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 2,687,072 |
| Name of applicant : | Shire plc |
| Name of scheme: | Shire Global Employee Stock Purchase Plan |
| Period of return: | From: | November 23, 2016 | To: | May 22, 2017 |
| Balance of unallotted securities under scheme(s) from previous return: | 1,604,243 |
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | Nil |
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 3,400 |
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 1,600,843 |
| Name of applicant : | Shire plc |
| Name of scheme: | Baxalta Exchange Awards |
| Period of return: | From: | November 23, 2016 | To: | May 22, 2017 |
| Balance of unallotted securities under scheme(s) from previous return: | 20,488,204 |
| Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): | Nil |
| Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): | 2,492,337 |
| Equals: Balance under scheme(s) not yet issued/allotted at end of period: | 17,995,867 |
| Name of contact: | Sarah Rixon, Company Secretarial Assistant |
| Telephone number of contact: | 01256 894000 |
For further information please contact:
NOTES TO EDITORS
About Shire
Shire is the global leader in serving patients with rare diseases. We strive to develop best-in-class therapies across a core of rare disease areas including hematology, immunology, genetic diseases, neuroscience, and internal medicine with growing therapeutic areas in ophthalmics and oncology. Our diversified capabilities enable us to reach patients in more than 100 countries who are struggling to live their lives to the fullest.
We feel a strong sense of urgency to address unmet medical needs and work tirelessly to improve people's lives with medicines that have a meaningful impact on patients and all who support them on their journey.
www.shire.com
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