Stock Deletions 11/13/2017 Date Symbol Company Name

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Stock Deletions 11/13/2017

Date Symbol Company Name Security Type Venue Status Comments
Nov 13, 2017 SOUM SoOum, Corp. Common Stock OTC Link Deleted 1:500 R/S
Nov 13, 2017 GLLK Gold Lakes Corp. Common Stock OTC Link Deleted 1:5000 R/S; Fractional shares rounded up to nearest whole share
Nov 10, 2017 RKWTZ Rockwater Energy Solutions Inc Common Stock Grey Market Deleted "Shareholders of Rockwater Energy Solutions, Inc. (RKWTZ) will receive 0.7652 shares of Select Energy Services, Inc. Class A 2 Common Stock for each share of RKWTZ."
Nov 10, 2017 LODE Comstock Mining, Inc. Common Stock NYSE Amex Deleted 1:5 R/S
Nov 10, 2017 CFBN Community 1st Bancorp Common Stock OTC Link Deleted Eff 11/10/2017 @ 16:18:00 Stock merger; CFBN being acquired by First Foundation Inc. (NASDAQ: FFWM); for every 1 share of CFBN shareholders have the right to receive 0.453 shares of FFWM
Nov 10, 2017 AMDA Amedica Corporation Common Stock Nasdaq Deleted 1:12 R/S
Nov 9, 2017 YECO "Yulong Eco Materials Limited" Ordinary Shares Nasdaq Deleted 1:5 R/S
Nov 9, 2017 WLL Whiting Petroleum Corp. Common Stock NYSE Deleted 1:4 R/S
Nov 9, 2017 TSPPF Torishima Pump Manufacturing Co., Ltd. Ordinary Shares Grey Market Deleted Inactive Security
Nov 9, 2017 TKCBF Tokai Carbon Company Ltd. Ordinary Shares Grey Market Reactivated
Nov 9, 2017 SHSMF Shima Seiki Manufacturing Ltd. Ordinary Shares Grey Market Reactivated
Nov 9, 2017 SHDNF Efora Energy Ltd. Ordinary Shares Grey Market Deleted Name/CUSIP Change: Includes a 1:10 reverse split effected 11/8/17 on Primary Market.
Nov 9, 2017 RIV.RT RiverNorth Opportunities Fund, Inc. Rights NYSE Deleted Rights expired
Nov 9, 2017 RILYZ B. Riley Financial, Inc. Common Stock Nasdaq Reactivated
Nov 9, 2017 RATE Bankrate, Inc. Common Stock NYSE Deleted Merger
Nov 9, 2017 NGSCF Nagase & Co., Ltd. Ordinary Shares Grey Market Reactivated
Nov 9, 2017 NEE.PRCCL FPL Group Capital Trust I Preferred Stock NYSE Deleted Fully called.
Nov 9, 2017 HMNKF HMS Networks AB Ordinary Shares Grey Market Deleted CUSIP only change as a result of a 4:1 forward split effected 6/1/17 on Primary Market.
Nov 9, 2017 FURCY Faurecia SA ACT American Depository Receipts OTC Link Deleted ADR/GDR Program Terminated
Nov 9, 2017 AHT.WI Ashford Hospitality Trust Inc. Common Stock NYSE Deleted When Issued deleted 11/20/2013
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