Stock Deletions 10/01/2017 Date Symbol Company Name

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Stock Deletions 10/01/2017

Date Symbol Company Name Security Type Venue Status Comments
Sept 29, 2017 UBXQF UBS AG (London Branch) Other Security Type Grey Market Deleted Security became Matured/Expired
Sept 29, 2017 TWER Towerstream Corp. Common Stock OTC Link Deleted 1:75 R/S
Sept 29, 2017 SDRNF Sevan Drillings AS Ordinary Shares OTC Link Deleted CUSIP Suspended
Sept 29, 2017 RYTTF Royalty North Partners Ltd Ordinary Shares OTC Link Deleted 1:10 r/s
Sept 29, 2017 RLJEW RLJ Entertainment, Inc. Warrants Grey Market Deleted Matured/Expired
Sept 29, 2017 OJCB OCB Bancorp (CA) Common Stock OTC Link Deleted Stock merger; OJCB acquired by Sierra Bancorp (NASDAQ: BSRR); for every 1 share of OJCB shareholders have the right to receive 0.55511 shares of BSRR. Symbol deleted 9/29/2017 @ 4/24/2017 at 16:35:55
Sept 29, 2017 MNQQY Monitise PLC American Depository Receipts Grey Market Deleted "ADR/GDR Program Terminated Mandatory Exchange for Cash/Termination. Gross Rate=1.045081; Cancellation Fee=0.05; Net Rate=0.995081"
Sept 29, 2017 GLADO Gladstone Capital Corp. Preferred Stock Nasdaq Deleted Called for Redemption: ($25.140625/sh; includes accrued and unpaid dividends of $0.140625/sh)
Sept 29, 2017 EMRD Emerald Data, Inc. Common Stock OTC Link Deleted 30:1 F/S Payable Upon Surrender
Sept 28, 2017 TEKXF Tekmodo Inds Inc. Ordinary Shares Grey Market Deleted 1:4 R/S
Sept 28, 2017 SEVAP Sevcon, Inc. Preferred Stock OTC Link Deleted Cash Merger. Cancelled and converted into the right to receive $66.00 in cash.
Sept 28, 2017 SEV Sevcon, Inc. Common Stock Nasdaq Deleted Acquired by BorgWarner Inc. ($22.00/sh)
Sept 28, 2017 PSA.PRTCL Public Storage Preferred Stock NYSE Deleted Fully called.
Sept 28, 2017 ORFN "U Mind Space, Inc." Common Stock OTC Link Deleted "1:40 R/S New name U Mind Space, Inc.; New symbol ORFND"
Sept 28, 2017 OB OneBeacon Insurance Group Ltd. Common Stock NYSE Deleted Merger
Sept 28, 2017 MCPNF MMC Corp. Ordinary Shares Grey Market Deleted Inactive Security
Sept 28, 2017 HICTF Hitachi High Technologies Corp. Ordinary Shares Grey Market Reactivated
Sept 28, 2017 ESNNF eSun Holdings Ltd. Ordinary Shares Grey Market Reactivated
Sept 28, 2017 DYN.WS Dynegy Inc. Warrants NYSE Deleted Warrants Expired
Sept 28, 2017 BXIOF Biox Corp Ordinary Shares Grey Market Deleted "Acquisition/Merger/Amalgamation Shareholders, other than common shares held by the Acquiror Group and the Rollover Shareholders, of the Company will receive $1.23 in cash per common share held."
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