ProPhotonix Limited: TR-1 Holding(s) in Company 2017 (5)
SALEM, NH--(Marketwired - Sep 5, 2017) - ProPhotonix Limited (
OTC: STKR; AIM: PPIX
TR-1: Standard form for notification of major holdings
| NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i | ||||||||
| 1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii : | PROPHOTONIX LIMITED | |||||||
| 1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||||
| Non-UK issuer | X | |||||||
| 2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||||||
| An acquisition or disposal of voting rights | X | |||||||
| An acquisition or disposal of financial instruments | ||||||||
| An event changing the breakdown of voting rights | ||||||||
| Other (please specify) iii : | ||||||||
| 3. Details of person subject to the notification obligation iv | ||||||||
| Name | HARGREAVE HALE LIMITED | |||||||
| City and country of registered office (if applicable) | BLACKPOOL, ENGLAND | |||||||
| 4. Full name of shareholder(s) (if different from 3.) v | ||||||||
| Name | DISCRETIONARY CLIENTS | |||||||
| City and country of registered office (if applicable) | As above | |||||||
| 5. Date on which the threshold was crossed or reached vi : | 31 AUGUST 2017 | |||||||
| 6. Date on which issuer notified (DD/MM/YYYY): | 04 SEPTEMBER 2017 | |||||||
| 7. Total positions of person(s) subject to the notification obligation | ||||||||
| % of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights of issuer vii | |||||
| Resulting situation on the date on which threshold was crossed or reached | 5.4979 | 5.4979 | 90,825,402 | |||||
| Position of previous notification (if applicable) | 0 | 0 | ||||||
| 8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii | ||||||||
| A: Voting rights attached to shares | ||||||||
| Class/type of shares ISIN code (if possible) | Number of voting rights ix | % of voting rights | ||||||
| Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | |||||
| USU743121142 | 4,993,492 | 5.4979 | ||||||
| SUBTOTAL 8. A | 4,993,492 | 5.4979 | ||||||
| B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | ||||||||
| Type of financial instrument | Expiration date x | Exercise/ Conversion Period xi | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights | ||||
| SUBTOTAL 8. B 1 | ||||||||
| B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | ||||||||
| Type of financial instrument | Expiration date x | Exercise/ Conversion Period xi | Physical or cash settlement xii | Number of voting rights | % of voting rights | |||
| SUBTOTAL 8.B.2 | ||||||||
| 9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | |||
| Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii | X | ||
| Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity xiv (please add additional rows as necessary) | |||
| Name xv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
| 10. In case of proxy voting, please identify: | |||
| Name of the proxy holder | |||
| The number and % of voting rights held | |||
| The date until which the voting rights will be held | |||
| 11. Additional information xvi | |||
| All of the resulting shares are held in a unit trust operated by Marlborough Fund Managers Ltd, for whom Hargreave Hale Ltd manages the portfolio of investments on a discretionary basis. | |||
| Place of completion | HARGREAVE HALE LTD, BLACKPOOL, ENGLAND |
| Date of completion | 04 SEPTEMBER 2017 |
Contact: RNS Customer Services 0044-207797-4400 rns@londonstockexchange.com http://www.rns.com
