SEC violations: Enforcement Tips and Complaints

SEC violations: Enforcement Tips and Complaints

We need to keep sending in complaints with links to fraudulent posts!

If you would like to provide us information about fraud or wrongdoing involving potential violations of the securities laws, which may include the conduct listed below, use the Tips, Complaints and Referrals Portal.

See also further information about submitting a tip or complaint.

SEC Complaint/tip page:
https://denebleo.sec.gov/TCRExternal/index.xhtml

These are prosecutable SEC violations:
--Ponzi scheme, Pyramid Scheme, or a High-Yield Investment Program
--Theft or misappropriation of funds or securities
--Manipulation of a security's price or volume
--Insider trading
--Fraudulent or unregistered securities offering
-- False or misleading statements about a company (including false or misleading SEC reports or financial statements)
-- Abusive naked short selling
--Bribery of, or improper payments to, foreign officials
--Fraudulent conduct associated with municipal securities transactions or public pension plans
--Other fraudulent conduct