For filings with the FCA include the annex | |
For filings with issuer exclude the annex | |
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | OneSavings Bank plc |
2 Reason for the notification (please tick the appropriate box or boxes): |
An acquisition or disposal of voting rights | X |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |
An event changing the breakdown of voting rights | |
Other (please specify): | | |
3. Full name of person(s) subject to the notification obligation: iii | JPMorgan Asset Management Holdings Inc. |
4. Full name of shareholder(s) (if different from 3.):iv | JPMorgan Asset Management (UK) Limited J.P. Morgan Investment Management Inc. |
5. Date of the transaction and date on which the threshold is crossed or reached: v | 04 April 2017 |
6. Date on which issuer notified: | 05 April 2017 |
7. Threshold(s) that is/are crossed or reached: vi, vii | Voting rights attached to Shares crossed 5% upwards |
8. Notified details: |
A: Voting rights attached to shares viii, ix |
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction |
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x |
Direct | Direct xi | Indirect xii | Direct | Indirect |
GB00BM7S7K96 | 12,086,486 | 12,086,486 | | | 12,244,601 | | 5.03% |
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B: Qualifying Financial Instruments |
Resulting situation after the triggering transaction |
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
Resulting situation after the triggering transaction |
Type of financial instrument | Exercise price | Expiration date xvii | Exercise/ Conversion period xviii | Number of voting rights instrument refers to | % of voting rights xix, xx |
Cash-settled Equity Swap | | | | 791,237 | Nominal | Delta |
| 0.33% |
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Total (A+B+C) |
Number of voting rights | Percentage of voting rights |
13,035,838 | 5.36% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
Total disclosable holding for JPMorgan Asset Management Holdings Inc. : 13,035,838 (5.36%) Direct: JPMorgan Asset Management (UK) Limited: 12,233,201 (5.03%) Shares; 791,237 (0.33%) Financial Instruments with similar economic effect to Qualifying Financial Instruments. Direct: J.P. Morgan Investment Management Inc. Chain of control: JPMorgan Asset Management Holdings Inc. (100%) J.P. Morgan Investment Management Inc. (100%) JPMorgan Asset Management Holdings Inc. (100%) JPMorgan Asset Management International Limited (100%) JPMorgan Asset Management Holdings (UK) Limited (100%) JPMorgan Asset Management (UK) Limited (100%) |
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Proxy Voting: |
10. Name of the proxy holder: | N/A |
11. Number of voting rights proxy holder will cease to hold: | N/A |
12. Date on which proxy holder will cease to hold voting rights: | N/A |
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13. Additional information: | N/A |
14. Contact name: | Michelle Boniface, Senior Assistant Company Secretary, OneSavings Bank plc |
15. Contact telephone number: | 01634 821285 |