Holding(s) in Company   For filings with the FCA

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News Desk 2018
38
Holding(s) in Company

 

For filings with the FCA include the annex  
For filings with issuer exclude the annex  
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
   
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii Northern Investors Company PLC
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached  
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments  
An event changing the breakdown of voting rights  
Other (please specify): Change of holding following a tender offer  
3. Full name of person(s) subject to the notification obligation: iii Transact Nominees Limited
4. Full name of shareholder(s)  (if different from 3.):iv As above
5. Date of the transaction and date on which the threshold is crossed or reached: v 16.3.2017
6. Date on which issuer notified: 16.3.2017
7. Threshold(s) that is/are crossed or reached: vi, vii Below 3% to 3.1439%

 

8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of shares if possible using the ISIN CODE Situation previous to the triggering transaction Resulting situation after the triggering transaction
Number of Shares Number of Voting Rights Number of shares Number of voting rights % of voting rights x
Direct Direct xi Indirect xii Direct Indirect
GB00B0854K30 49,990 49,990 78,495 78,495   3.1439  
 
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument Expiration date xiii Exercise/ Conversion Period xiv Number of voting rights that may be acquired if the instrument is exercised/ converted. % of voting rights
         
 
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial instrument Exercise price Expiration date xvii Exercise/ Conversion period xviii Number of voting rights instrument refers to   % of voting rights xix, xx  
            Nominal Delta
   
 
Total (A+B+C)
Number of voting rights Percentage of voting rights
78,495 3.1439%

 

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
   
 
Proxy Voting:
10. Name of the proxy holder: N/A
11. Number of voting rights proxy holder will cease to hold: N/A
12. Date on which proxy holder will cease to hold voting rights: N/A
 
13. Additional information: Declaration based on total share issue of 2,496,767
14. Contact name: Ben Whittle
15. Contact telephone number: 0207 603 4969

 

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