Statement re Notification Of Major Interest In Shares
For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:ii
Intermediate Capital Group plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
x
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the notification obligation:iii
Aviva plc & its subsidiaries
4. Full name of shareholder(s) (if different from 3.):iv
Registered Holder: Available on request 3,249* Chase (GA Group) Nominees Limited 5,528,817* HSBC Global Custody Nominee (UK) Limited * 8,665,024* State Street Nominees Limited 321,998* *denotes direct interest Chase Nominees Limited 1,222,126 Vidacos Nominees Limited 5,674,384
5. Date of the transaction and date on which the threshold is crossed or reached:v
8 March 2017
6. Date on which issuer notified:
9 March 2017
7. Threshold(s) that is/are crossed or reached: vi, vii
4% to 5% Change at Direct Interest Level
8. Notified details:
A: Voting rights attached to sharesviii, ix
Class/type of sharesif possible using the ISIN CODE
Situation previous to the triggering transaction
Resulting situation after the triggering transaction
Number of Shares
Number of Voting Rights
Number of shares
Number of voting rights
% of voting rights x
Direct
Direct xi
Indirect xii
Direct
Indirect
Ordinary Shares GB00BYT1DJ19
20,860,569
20,860,569
21,415,598
14,519,088
6,896,510
5.00%
2.38%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument
Expiration date xiii
Exercise/ Conversion Period xiv
Number of voting rights that may be acquired if the instrument is exercised/ converted.
% of voting rights
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial instrument
Exercise price
Expiration date xvii
Exercise/ Conversion period xviii
Number of voting rights instrument refers to
% of voting rights xix, xx
Nominal
Delta
Total (A+B+C)
Number of voting rights
Percentage of voting rights
21,415,598
7.38%
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
The voting rights are managed and controlled by Aviva Investors Global Services Limited and Friends Provident International Limited, with the following chain of controlled undertakings:- Aviva Investors Global Services Limited: Aviva plc (Parent Company) Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc) Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited) Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited) Friends Provident International Limited: Aviva plc (Parent Company) Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc) Friends Provident International Limited (wholly owned subsidiary of Aviva Group Holdings Limited)
Proxy Voting:
10. Name of the proxy holder:
See Section 4
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:
Figures are based on a total number of voting rights of 290,166,242 as per the Company's Total Voting Rights Announcement of 7 March 2017.
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