For filings with the FCA include the annex | |
For filings with issuer exclude the annex | |
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | Intermediate Capital Group plc |
2 Reason for the notification (please tick the appropriate box or boxes): |
An acquisition or disposal of voting rights | x |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |
An event changing the breakdown of voting rights | |
Other (please specify): | | |
3. Full name of person(s) subject to the notification obligation: iii | Aviva plc & its subsidiaries |
4. Full name of shareholder(s) (if different from 3.):iv | Registered Holder: Available on request 3,249* Chase (GA Group) Nominees Limited 5,528,817* HSBC Global Custody Nominee (UK) Limited * 8,665,024* State Street Nominees Limited 321,998* *denotes direct interest Chase Nominees Limited 1,222,126 Vidacos Nominees Limited 5,674,384 |
5. Date of the transaction and date on which the threshold is crossed or reached: v | 8 March 2017 |
6. Date on which issuer notified: | 9 March 2017 |
7. Threshold(s) that is/are crossed or reached: vi, vii | 4% to 5% Change at Direct Interest Level |
8. Notified details: |
A: Voting rights attached to shares viii, ix |
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction |
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights x |
Direct | Direct xi | Indirect xii | Direct | Indirect |
Ordinary Shares GB00BYT1DJ19 | 20,860,569 | 20,860,569 | 21,415,598 | 14,519,088 | 6,896,510 | 5.00% | 2.38% |
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B: Qualifying Financial Instruments |
Resulting situation after the triggering transaction |
Type of financial instrument | Expiration date xiii | Exercise/ Conversion Period xiv | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
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