UNITED STATES SECURITIES AND EXCHANGE COMMISSION
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Posted On: 01/25/2017 3:38:24 PM
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): January 25, 2017 (January 24, 2017)
3DIcon Corporation
(Exact name of registrant as specified in charter)
Oklahoma 000-54697 73-1479206
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.)
6804 South Canton Avenue, Suite 150
Tulsa, OK
(Address of principal executive offices)
74136
(Zip Code)
Registrant’s telephone number, including area code: (918) 494-0505
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 7.01 Regulation FD Disclosure
On January 24, 2017, 3DIcon Corporation (the “Company”) issued a press release announcing that it has engaged a marketing consultant, Ragnar Avery, to lead the Company’s sales initiatives for its proprietary liquid silicon precursor. A copy of the press release dated January 24, 2017 is attached herewith as Exhibit 99.1.
The information in this Item 7.01 disclosure, including Exhibits 99.1, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities under that Section. In addition, the information in this Item 7.01 disclosure, including Exhibits 99.1, shall not be incorporated by reference into the filings of the Company under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Item 9.01 Financial Statements and Exhibits
(c) Exhibits
99.1 Press Release dated January 24, 2017
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: January 25, 2017
3DICON CORPORATION
By: /s/ Doug Freitag
Name: Doug Freitag
Position: Chief Executive Officer
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): January 25, 2017 (January 24, 2017)
3DIcon Corporation
(Exact name of registrant as specified in charter)
Oklahoma 000-54697 73-1479206
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.)
6804 South Canton Avenue, Suite 150
Tulsa, OK
(Address of principal executive offices)
74136
(Zip Code)
Registrant’s telephone number, including area code: (918) 494-0505
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 7.01 Regulation FD Disclosure
On January 24, 2017, 3DIcon Corporation (the “Company”) issued a press release announcing that it has engaged a marketing consultant, Ragnar Avery, to lead the Company’s sales initiatives for its proprietary liquid silicon precursor. A copy of the press release dated January 24, 2017 is attached herewith as Exhibit 99.1.
The information in this Item 7.01 disclosure, including Exhibits 99.1, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities under that Section. In addition, the information in this Item 7.01 disclosure, including Exhibits 99.1, shall not be incorporated by reference into the filings of the Company under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Item 9.01 Financial Statements and Exhibits
(c) Exhibits
99.1 Press Release dated January 24, 2017
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: January 25, 2017
3DICON CORPORATION
By: /s/ Doug Freitag
Name: Doug Freitag
Position: Chief Executive Officer
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