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From cornell law § 240.14c-5 Filing requiremen

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Post# of 2913
(Total Views: 430)
Posted On: 01/05/2017 4:53:45 PM
Posted By: DwyaneMcRoberts
From cornell law

§ 240.14c-5 Filing requirements.
(a) Preliminary information statement. Five preliminary copies of the information statement shall be filed with the Commission at least 10 calendar days prior to the date definitive copies of such statement are first sent or given to security holders, or such shorter period prior to that date as the Commission may authorize upon a showing of good cause therefor. In computing the 10-day period, the filing date of the preliminary copies is to be counted as the first day and the 11th day is the date on which definitive copies of the information statement may be sent to security holders. A registrant, however, shall not file with the Commission a preliminary information statement if it relates to an annual (or special meeting in lieu of the annual) meeting, of security holders at which the only matters to be acted upon are:


Seems like Pre14C should come 10 days prior to Def14C. But that likely wont be the case since they gave us a tentative date in the 8k. Probably will serve as some exemption.


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